Linda L. Matias
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Linda Lamport Matias, who also goes by Linda Matias, was a registered financial professional .
Linda is a previously registered financial professional and started their career in finance in 2013. Linda had worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 12, 2017 - May 4, 2018
PERENNIAL FINANCIAL SERVICES
December 16, 2016 - May 14, 2018
LPL FINANCIAL LLC
July 29, 2016 - May 14, 2018
LPL FINANCIAL LLC
October 3, 2013 - October 28, 2014
EQUITABLE ADVISORS, LLC
Primary Firm SEC Registration
PERENNIAL FINANCIAL SERVICES
CRD#: 286477 / SEC#: 801-110619
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PERENNIAL FINANCIAL SERVICES
CRD#: 286477 / SEC#: 801-110619
Contact information
SEC notice filing (32 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,833 |
| AUM (Assets Under Management) | $ 1,898,116,372 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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