Nicholas D. Korn
STRATEGIC ADVISERS LLC | Financial Consultant
CHICAGO, IL
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CRD#: 6224467
Professional summary
Nicholas David Korn, CFP®, who also goes by Nicholas Korn, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Chicago, Illinois and FIDELITY BROKERAGE SERVICES LLC located in Naperville, Illinois.
Nicholas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Nicholas has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Biography
As a Financial Consultant and CFP® professional with nearly a decade of experience, I partner with select families to build comprehensive financial plans and customized investment strategies for milestones that matter such as retirement, wealth transfer, and college planning. On a personal level, I enjoy running marathons, skiing, and being active.
Question & Answer
What are your service offerings?
Tax Planning
Investment Planning
Retirement Income Management
Social Security Planning
Insurance Planning
Education Planning
Debt Management
Long-term Care
Retirement Planning
Comprehensive Financial Planni...
Employee and Employer Plan Ben...
Estate Planning
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes
Aliases
Nicholas Korn
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OAA#: 70202 | Org Name:Cancer Wellness Center | Org Addr:Northbrook, IL, US | Nature of Bus:The CWC seeks to improve the emotional and physical well-being of people affected by cancer. | Invst Rel:Y | Title:Finance Committee Member | Duties:Part of finance committee. Committee decides asset allocation and investment decisions for $1.8mm | Start Dt:03/18/2021 | Total Hrs p/m:1 | Sec Trdng Hrs p/m:0
CRS (Client Relationship Summary) - RIA
Click below to view Nicholas David Korn's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2017
Education
University of Illinois at Urbana-Champaign
Bachelor of Arts (BA) - Communication
2013
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 1823 Freedom Drive, Naperville, IL 60563RIA
CRD#: 104555
CHICAGO, IL
Current
August 17, 2020 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 1823 Freedom Drive, Naperville, IL 60563BD
CRD#: 7784
NAPERVILLE, IL
Past
August 21, 2020 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
NAPERVILLE, IL
Past
July 2, 2014 - July 15, 2020
MORGAN STANLEY
RIA
CRD#: 149777
DEERFIELD, IL
Past
July 2, 2014 - July 15, 2020
MORGAN STANLEY
BD
CRD#: 149777
DEERFIELD, IL
Past
May 15, 2014 - June 16, 2014
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
SKOKIE, IL
Past
February 20, 2014 - June 16, 2014
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
SKOKIE, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/22/2021)
RR
Alaska(8/8/2024)
RR
Arizona(8/17/2020)
RR
Arkansas(3/1/2024)
RR
California(8/17/2020)
RR
Colorado(8/25/2020)
RR
Connecticut(1/10/2023)
RR
Delaware(10/8/2021)
RR
District of Columbia(9/7/2022)
RR
Florida(8/17/2020)
RR
Georgia(4/5/2021)
RR
Hawaii(8/8/2024)
RR
Idaho(8/8/2024)
RR
Illinois(8/17/2020)
IAR
Illinois(3/31/2025)
RR
Indiana(8/17/2020)
RR
Iowa(8/17/2020)
RR
Kansas(8/13/2021)
RR
Kentucky(4/5/2021)
RR
Louisiana(8/8/2024)
RR
Maryland(4/5/2021)
RR
Massachusetts(3/22/2021)
RR
Michigan(8/17/2020)
RR
Minnesota(3/3/2022)
RR
Mississippi(8/8/2024)
RR
Missouri(8/17/2020)
RR
Montana(8/8/2024)
RR
Nebraska(8/9/2024)
RR
Nevada(8/8/2024)
RR
New York(3/22/2021)
RR
North Carolina(10/8/2021)
RR
North Dakota(1/10/2024)
RR
Ohio(4/6/2021)
RR
South Carolina(3/1/2024)
RR
South Dakota(3/1/2024)
RR
Tennessee(4/5/2021)
RR
Texas(8/17/2020)
IAR
Texas(3/31/2025)
RR
Utah(3/22/2021)
RR
Virginia(9/18/2020)
RR
Washington(8/8/2024)
RR
Wisconsin(8/17/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Financial ConsultantCRD#: 104555Chicago, ILTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
