IM
Isaac J. Monell
TRUIST ADVISORY SERVICES
ATLANTA, GA 30339
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CRD#: 6224113
IM
Professional summary
Isaac James Monell, CFP®, ChFC® is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Atlanta, Georgia and TRUIST INVESTMENT SERVICES, INC. located in Atlanta, Georgia.
Isaac is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Isaac has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Isaac James Monell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2015
Experience
Current
September 29, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 740 Battery Ave, Se Ste 8500, Atlanta, GA 30339RIA
CRD#: 283390
ATLANTA, GA
Current
September 20, 2016 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 740 Battery Ave, Se Ste 8500, Atlanta, GA 30339Office #2: 825 Martin Luther King Jr Dr Nw, Atlanta, GA 30314Office #3: 701 Duluth Hwy, Lawrenceville, GA 30046Office #4: 390 W Crogan St Ste 100, Lawrenceville, GA 30046Office #5: 3604 Memorial Dr, Decatur, GA 30032Office #6: 241 Peachtree St Ne, Atlanta, GA 30303Office #7: 26 Peachtree St Nw Unit Cu1, Atlanta, GA 30303Office #8: 3590 Club Dr, Lawrenceville, GA 30044BD
CRD#: 17499
ATLANTA, GA
Past
September 22, 2016 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
RIA
CRD#: 17499
ATLANTA, GA
Past
November 7, 2013 - August 15, 2016
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
RIA
CRD#: 2881
ATLANTA, GA
Past
August 29, 2013 - August 15, 2016
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
ATLANTA, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/3/2019)
RR
Arizona(10/10/2024)
RR
Arkansas(12/3/2019)
RR
California(12/3/2019)
RR
Colorado(12/3/2019)
RR
Connecticut(11/30/2023)
RR
Delaware(6/8/2020)
RR
District of Columbia(12/3/2019)
RR
Florida(12/3/2019)
RR
Georgia(9/20/2016)
IAR
Georgia(9/29/2016)
RR
Idaho(3/29/2022)
RR
Illinois(12/3/2019)
RR
Iowa(12/3/2019)
RR
Kentucky(11/4/2025)
RR
Louisiana(12/3/2019)
IAR
Louisiana(9/4/2024)
RR
Maryland(12/3/2019)
RR
Massachusetts(12/3/2019)
RR
Michigan(11/30/2023)
RR
Minnesota(6/8/2020)
RR
Mississippi(10/30/2020)
RR
Missouri(12/3/2019)
RR
Montana(12/3/2019)
RR
New Jersey(12/3/2019)
RR
New Mexico(12/3/2019)
RR
New York(12/3/2019)
RR
North Carolina(12/3/2019)
RR
Ohio(4/16/2021)
RR
Oklahoma(4/26/2023)
RR
Pennsylvania(12/3/2019)
RR
Rhode Island(5/27/2021)
RR
South Carolina(12/3/2019)
RR
Tennessee(12/3/2019)
RR
Texas(12/3/2019)
IAR
Texas(4/3/2025)
RR
Virginia(12/3/2019)
RR
Washington(2/7/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
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Contact information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
