Kevin Janiec

FINANCIAL COACH

West Chester, PA 19380

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CRD#: 6223847

Professional summary

Kevin Janiec, CFP® is a registered financial advisor currently at FINANCIAL COACH located in West Chester, Pennsylvania.

Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Kevin has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Janiec's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2019

Experience

Current

March 25, 2021 - Present

FINANCIAL COACH

Office #1: 940 E. Boot Rd. Suite 101, West Chester, PA 19380

RIA

CRD#: 170478

West Chester, PA

Past

March 20, 2017 - February 22, 2021

VANGUARD ADVISERS, INC.

RIA

CRD#: 106715

MALVERN, PA

Past

August 5, 2013 - February 22, 2021

VANGUARD MARKETING CORPORATION

CRD#: 7452

MALVERN, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FINANCIAL COACH

FC ADVISORY, LLC | THE FINANCIAL COACH GROUP | NEW WEALTH PROJECT | MULHERN IV, OWEN F. | FINANCIAL COACH

CRD#: 170478 / SEC#: 801-81042

RIA

Registered Investment Advisory firm - (2/26/2015 Approved)

Florida

Registered Investment Advisory firm - (2/26/2015 Terminated)

Pennsylvania

Registered Investment Advisory firm - (2/27/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(3/25/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/6/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/14/2013

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/5/2013

General Securities Representative Examination

Current Firm

FINANCIAL COACH

FC ADVISORY, LLC | THE FINANCIAL COACH GROUP | NEW WEALTH PROJECT | MULHERN IV, OWEN F. | FINANCIAL COACH

CRD#: 170478 / SEC#: 801-81042

RIA

Registered Investment Advisory firm - (2/26/2015 Approved)

Florida

Registered Investment Advisory firm - (2/26/2015 Terminated)

Pennsylvania

Registered Investment Advisory firm - (2/27/2015 Terminated)

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Contact information

Main Address

940 E. Boot Rd. Suite 101, West Chester, PA 19380

Mailing Address

Phone number

(484) 887-0452

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A - FC ADVISORY, LLC (1/15/2025)

Regulatory assets under management

Total Number of Accounts	717
AUM (Assets Under Management)	$ 346,775,812

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kevin Janiec

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Janiec's CRS (Customer Relationship Summary).

Certified licenses

Experience

VANGUARD ADVISERS, INC.

VANGUARD MARKETING CORPORATION

Primary Firm SEC Registration

FINANCIAL COACH

State Registrations and Notice Filings

Exams

Series 65

Date: 11/6/2015

Series 63

Date: 8/14/2013

SIE

Date: 10/1/2018

Series 7

Date: 8/5/2013

Current Firm

FINANCIAL COACH

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FINANCIAL COACH

TRUST BUT VERIFY

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