JR
Joel T. Rueber
THRIVENT INVESTMENT MANAGEMENT
Wausau, WI
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CRD#: 6222595
JR
Professional summary
Joel Thomas Rueber is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Wausau, Wisconsin.
Joel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Joel has worked at 1 firm and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BRIDGE STREET MISSION, INC POSITION: Board Chair, President and Director NATURE: Bridge Streeet Mission exists as a "para-church" and gospel rescue mission, together with the body of Christ, offering Christ-centered solutions to the hurting, homeless and needy in Central Wisconsin. This is accomplished through: - training basic life skills - providing safe and orderly housing - meals, meal plans, and clothing vouchers - equipping them with the Gospel of Jesus Christ - programming for overcoming addiction The Vision Statement is: TO engage, encourage, and edify hurting, homeless, and needy men and women, equipping them with the power of the gospel of Jesus Christ to become the people God created them to be. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 2 START DATE: 09/17/2019 ADDRESS: 115 W. Bridge St, Wausau WI 54401, United States DESCRIPTION: As one of the Board, will with the rest of the Board, evaluate the Mission's Executive Director's performance in accomplishing the organization's stated Mission and Program results and instruct the Executive Director through Board decisions on written policies which prescribe the organizational ends to be achieved, and describe organizational situations and actions to be avoided. The Board has direct responsibility for: - TO ensure written governing policies are in place that address the broadest levels of all organizational decisions and situations - TO assure organization performance - Will be involved in raising funds for both operations and for capital needs - to approve the annual budget or material changes in it, capital campaigns, real estate transactions, and changes in the Executive Director's compensation. This follows the Carver Governance System. JT RUEBER CONSULTING LLC DBA SAWMAN'S TIMBER SERVICE POSITION: Owner NATURE: Serve as independant contractor doing tree management and timber clearing for maple syrup producers and small residential customers. INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 20 START DATE: 10/01/2025 ADDRESS: 226323 Kinglet Cir, Wausau WI 54401, United States DESCRIPTION: Clear trees and shrubbery in maple syrup forests and to help install/ maintain maple syrup production lines. Clear trees and shrubs for small residences.
CRS (Client Relationship Summary) - RIA
Click below to view Joel Thomas Rueber's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Joel Thomas Rueber's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 16, 2013 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
RIA
BD
CRD#: 18387
Wausau, WI
Current
July 19, 2013 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
RIA
BD
CRD#: 18387
Wausau, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(1/3/2018)
RR
Iowa(3/18/2014)
RR
Minnesota(1/8/2015)
RR
Missouri(7/21/2015)
RR
North Dakota(1/18/2024)
RR
Pennsylvania(8/17/2020)
RR
Washington(6/2/2020)
RR
Wisconsin(8/16/2013)
IAR
Wisconsin(8/16/2013)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
