Travis J. Turley
Professional summary
Travis James Turley is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Travis is registered as a RR (Registered Representative) and started their career in finance in 2013. Travis has worked at 3 firms and has passed the Series 63, Series 6TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Travis James Turley's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 4, 2022 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901December 10, 2014 - February 7, 2022
P.J. ROBB VARIABLE, LLC
November 5, 2013 - October 23, 2014
DFPG INVESTMENTS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/4/2022)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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