Christopher R. Falzon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Robert Falzon, who also goes by Christopher R Falzon, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 2013. Christopher had worked at 2 firms and has passed the Series 63, Series 7TO, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 16, 2017 - December 2, 2021
IFM (US) SECURITIES, LLC
August 13, 2013 - May 2, 2017
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
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Exams
Series 7TO
Date: 2/15/2024
General Securities Representative ExaminationCurrent Firm
IFM (US) SECURITIES, LLC
CRD#: 166325 / SEC#: , 8-69201
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| IFM INVESTORS (US), LLC | MEMBER | |
| GARCIA, JULIO FRANCISCO | DIRECTOR | 2910097 |
| GEORGARAKIS, DIMITRIOS | CHIEF OPERATING OFFICER | 6917695 |
| GRUBER, RICHARD EDWARD | CHIEF COMPLIANCE OFFICER | 5256033 |
| KIRSCHENBLAT, CHAD ETHAN | FINANCIAL AND OPERATIONS PRINCIPAL | 2503352 |
| MODY, ANDREA CRAWFORD | CHIEF EXECUTIVE OFFICER | 5409587 |
| RANDALL, RICHARD ALLEN | DIRECTOR | 5395562 |
Red Flags
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