John F. O'brien
Professional summary
John Francis O'brien, who also goes by John Francis O Brien, Jack Francis O'brien, is a registered financial professional currently at CRAIG-HALLUM CAPITAL GROUP LLC located in Greenwhich, Connecticut.
John is registered as a RR (Registered Representative) and started their career in finance in 2013. John has worked at 3 firms and has passed the Series 63, Series 79TO, Series 7TO, SIE, Series 87, Series 86 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Francis O'brien's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 22, 2022 - Present
CRAIG-HALLUM CAPITAL GROUP LLC
Office #1: 41 West Putnam Ave, Greenwhich, CT 06830February 23, 2016 - April 3, 2017
COWEN AND COMPANY
October 9, 2013 - February 4, 2016
CJS SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/9/2022)
(12/9/2022)
(12/9/2022)
Exams
Series 79TO
Date: 12/21/2022
Investment Banking Registered Representative ExaminationSeries 7TO
Date: 11/22/2022
General Securities Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
CRAIG-HALLUM CAPITAL GROUP LLC
CRD#: 121395 / SEC#: , 8-65407
Contact information
FINRA licenses (44 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
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