Francis V. Bruno
Professional summary
Francis Victor Bruno, who also goes by Frank V Bruno, Frank Bruno, is a registered financial professional currently at FUTU CLEARING INC located in Dallas, Texas.
Francis is registered as a RR (Registered Representative) and started their career in finance in 2014. Francis has worked at 4 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Francis Victor Bruno's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 8, 2021 - Present
FUTU CLEARING INC
Office #1: 12750 Merit Drive Suite 475, Dallas, TX 75251June 11, 2021 - October 12, 2021
CHARLES SCHWAB & CO., INC.
September 19, 2017 - September 10, 2018
SCOTTRADE, INC.
January 9, 2014 - September 2, 2021
TD AMERITRADE CLEARING, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/8/2021)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
FUTU CLEARING INC
CRD#: 298769 / SEC#: , 8-70215
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
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Company Information
FUTU CLEARING INC
CRD#: 298769Dallas, TX 75251TRUST BUT VERIFY
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