Thomas Bender
Professional Summary
Thomas Bender, who also goes by Thomas John Bender, is a registered financial advisor currently at BENDER CAPITAL MANAGEMENT, LLC located in New York, New York. Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Thomas has worked at 2 firms and has passed the Series 65, Series 63, Series 79TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Thomas John Bender
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
4 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
BENDER CAPITAL MANAGEMENT, LLC
Contact Information
Main Address
New York, NYMailing Address
307 W 38th Street 16th Floor, Pmb 315, New York, NY 10018Phone Number
(812) 459-4732# of Employees
1Documents
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(6/17/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Aug 2022About the Series 79TO examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Thomas Bender's CRS (Customer Relationship Summary).
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