Thomas Bender

BENDER CAPITAL MANAGEMENT

New York, NY 10174

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CRD#: 6220445

Professional summary

Thomas Bender, who also goes by Thomas John Bender, is a registered financial advisor currently at BENDER CAPITAL MANAGEMENT, LLC located in New York, New York.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Thomas has worked at 2 firms and has passed the Series 65, Series 63, Series 79TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Thomas John Bender

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Thomas Bender is currently registered as representative of Citigroup Global Markets, Inc. a registered broker dealer. However, Mr. Bender is not currently employed by, does not provide any services, and does not have any relationship with such broker dealer that creates a material conflict of interest.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Bender's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 17, 2024 - Present

BENDER CAPITAL MANAGEMENT, LLC

Office #1: 245 W 135th Street, New York, NY 10174

RIA

CRD#: 331584

New York, NY

Past

August 20, 2022 - July 18, 2024

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(6/17/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/11/2024

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/6/2022

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 8/20/2022

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 4/8/2022

Securities Industry Essentials Examination

Current Firm

BENDER CAPITAL MANAGEMENT, LLC

CRD#: 331584 / SEC#:

New York

Registered Investment Advisory firm - (6/17/2024 Approved)

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Contact information

Main Address

New York, NY

Mailing Address

307 W 38th Street 16th Floor, Pmb 315, New York, NY 10018

Phone number

(812) 459-4732

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Thomas Bender

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Bender's CRS (Customer Relationship Summary).

Certified licenses

Experience

BENDER CAPITAL MANAGEMENT, LLC

CITIGROUP GLOBAL MARKETS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 4/11/2024

Series 63

Date: 8/6/2022

Series 79TO

Date: 8/20/2022

SIE

Date: 4/8/2022

Current Firm

BENDER CAPITAL MANAGEMENT, LLC

Contact information

Documents

Red Flags

Company Information

BENDER CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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