Gerald E. Mitchell
CLG LLC
Long Beach, CA 90803
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CRD#: 6220214
Professional summary
Gerald E Mitchell, CFP®, who also goes by Jerry Mitchell, is a registered financial advisor currently at CLG LLC located in Long Beach, California and PURSHE KAPLAN STERLING INVESTMENTS located in Long Beach, California.
Gerald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Gerald has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jerry Mitchell
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) CLG, LLC DBA CLG Wealth Management LLC. Investment Related. At Registered Location. RIA. Advisory Representative. 10/2/2023. Hrs/month 120 with 96 during trading hours. Financial Planning. 2) JOHN D. CARTWRIGHT & ASSOC, INC. Not Investment Related. 4821 E 2nd Street Long Beach, CA 90803. Other. Head of Operations. 10/01/2014. Hrs/month 20 with 0 during trading hours. Financial services, we provide serivces and support of independent advisors of regional office. 3) Fixed Insurance. Investment Related. At registered location. Fixed/Traditional Insurance. Agent. 10/02/2023. Hrs/month 4 all during trading hours. Sales of fixed / traditional insurance products. 4) PKSF. Investment Related. At registered location. Fixed/Traditional Insurance. Agent. 10/02/2023. Hrs/month 4 all during trading hours. Sales of fixed / traditional insurance products.
CRS (Client Relationship Summary) - RIA
Click below to view Gerald E Mitchell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2017
Experience
Current
February 16, 2017 - Present
CLG LLC
Office #1: 4821 E 2nd Street, Long Beach, CA 90803RIA
CRD#: 282605
Long Beach, CA
Current
January 2, 2024 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 4821 E. 2nd Street, Long Beach, CA 90803BD
CRD#: 35747
Long Beach, CA
Past
June 29, 2023 - December 31, 2023
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
LONG BEACH, CA
Past
September 8, 2015 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
LONG BEACH, CA
Past
April 21, 2015 - December 31, 2023
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
LONG BEACH, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CL
CLG LLC
CLG LLC | MORAN, HEISING, MCELRAVEY & SOWDER LLC | LEGACY FINANCIAL | INTEGRITY FINANCIAL ADVISORS, LLC | COPIAM ASSET MANAGEMENT | CLG WEALTH MANAGEMENT
CRD#: 282605 / SEC#: 801-108414
RIA
Registered Investment Advisory firm - (9/29/2016 Approved)California
Registered Investment Advisory firm - (4/18/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/2/2024)
IAR
California(2/16/2017)
RR
California(1/2/2024)
RR
Colorado(1/2/2024)
RR
Florida(1/2/2024)
RR
Georgia(1/2/2024)
RR
Hawaii(10/11/2024)
RR
Idaho(1/2/2024)
RR
Nebraska(1/2/2024)
RR
Nevada(1/2/2024)
RR
New York(1/2/2024)
RR
North Carolina(4/30/2024)
RR
Oklahoma(1/2/2024)
RR
Oregon(1/2/2024)
RR
South Carolina(1/2/2024)
RR
Texas(1/2/2024)
RR
Utah(1/2/2024)
RR
Washington(1/2/2024)
RR
Wisconsin(4/30/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CL
CLG LLC
CLG LLC | MORAN, HEISING, MCELRAVEY & SOWDER LLC | LEGACY FINANCIAL | INTEGRITY FINANCIAL ADVISORS, LLC | COPIAM ASSET MANAGEMENT | CLG WEALTH MANAGEMENT
CRD#: 282605 / SEC#: 801-108414
RIA
Registered Investment Advisory firm - (9/29/2016 Approved)California
Registered Investment Advisory firm - (4/18/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4821 E 2nd Street, Long Beach, CA 90803
Mailing Address
Phone number
(310) 329-5150
Established
Firm type
Fiscal year end
# of Employees
22
SEC notice filing (23 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,539 |
| AUM (Assets Under Management) | $ 953,822,025 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
