Andrew W. Dokken
Professional summary
Andrew Wade Dokken, who also goes by Drew Dokken, is a registered financial professional currently at WORLD EQUITY GROUP, INC. located in Bozeman, Montana.
Andrew is registered as a RR (Registered Representative) and started their career in finance in 2013. Andrew has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Andrew Wade Dokken's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 9, 2024 - Present
WORLD EQUITY GROUP, INC.
Office #1: 2485 Manley Rd, Bozeman, MT 59715October 29, 2018 - December 7, 2023
THE LEADERS GROUP, INC.
August 23, 2013 - April 30, 2014
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
Primary Firm SEC Registration
WORLD EQUITY GROUP, INC.
CRD#: 29087 / SEC#: 801-56328, 8-44088
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/9/2024)
Exams
FINRA
Current Firm
WORLD EQUITY GROUP, INC.
CRD#: 29087 / SEC#: 801-56328, 8-44088
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,151 |
| AUM (Assets Under Management) | $ 944,844,374 |
Disclosures
| Regulatory Event | 12 |
Red Flags
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