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JM

John F. Mcinerney

FUNDS DISTRIBUTOR
BOSTON, MA 02109
Some features on this profile are disabled
CRD#: 6220173
JM

Professional summary

John Friedrich Mcinerney, who also goes by John F Mcinerney, John Mcinerney, is a registered financial professional currently at FUNDS DISTRIBUTOR, LLC located in Boston, Massachusetts.

John is registered as a RR (Registered Representative) and started their career in finance in 2015. John has worked at 11 firms and has passed the Series 66, Series 63, Series 3, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

John F Mcinerney | John Mcinerney

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Friedrich Mcinerney's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 5, 2024 - Present

FUNDS DISTRIBUTOR, LLC

Office #1: 53 State Street 33rd Floor, Boston, MA 02109
BD
CRD#: 7174
BOSTON, MA
Past

June 8, 2023 - July 1, 2024

PERPETUAL AMERICAS FUNDS DISTRIBUTORS, LLC

BD
CRD#: 143809
Boston, MA
Past

October 20, 2021 - June 26, 2023

FORESIDE FINANCIAL SERVICES, LLC

BD
CRD#: 148477
Boston, MA
Past

January 19, 2021 - September 1, 2021

VIRTUS INVESTMENT ADVISERS, LLC

RIA
CRD#: 106982
HARTFORD, CT
Past

January 19, 2021 - September 1, 2021

VP DISTRIBUTORS LLC

BD
CRD#: 3036
HARTFORD, CT
Past

October 26, 2018 - December 31, 2020

ALLIANZ GLOBAL INVESTORS U.S. LLC

RIA
CRD#: 149003
NEW YORK, NY
Past

October 26, 2018 - December 31, 2020

ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC

BD
CRD#: 25567
Boston, MA
Past

June 27, 2016 - October 19, 2018

AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.

RIA
CRD#: 138756
BOSTON, MA
Past

June 22, 2016 - October 19, 2018

AMUNDI DISTRIBUTOR US, INC.

BD
CRD#: 24497
BOSTON, MA
Past

June 1, 2016 - June 17, 2016

EATON VANCE MANAGEMENT

RIA
CRD#: 104859
BOSTON, MA
Past

December 15, 2015 - June 17, 2016

EATON VANCE DISTRIBUTORS, INC.

BD
CRD#: 37731
BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(8/5/2024)
RR
Delaware
(8/5/2024)
RR
District of Columbia
(8/5/2024)
RR
Maine
(8/5/2024)
RR
Massachusetts
(8/5/2024)
RR
New Hampshire
(8/5/2024)
RR
New Jersey
(8/5/2024)
RR
New York
(8/5/2024)
RR
Pennsylvania
(8/5/2024)
RR
Rhode Island
(8/5/2024)
RR
Vermont
(8/5/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/4/2016
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 2/25/2016
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 3
Date: 2/3/2025
National Commodity Futures Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/15/2015
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

FD
FUNDS DISTRIBUTOR, LLC
FUNDS DISTRIBUTOR, INC. | THE BOSTON COMPANY CAPITAL GROUP, INC. | TBC FUNDS DISTRIBUTOR, INC. | FUNDS DISTRIBUTOR, LLC

CRD#: 7174 / SEC#: , 8-20518

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
190 Middle Street Suite 301, Portland, ME 04101
Mailing Address
190 Middle Street Suite 301, Portland, ME 04101
Phone number
(866) 251-6920
Established
Delaware since 01/01/2008
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FORESIDE DISTRIBUTORS, LLCSOLE MEMBER
COWAN, TERESA MARIA KAZMIERSKIPRES/MANAGER/DIRECTOR1544189
EDELMAN, GABRIELSECRETARY6654419
LA FOND, SUSAN LORENETREASURER4512785
LANZA, CHRISTOPHER CONTEVICE PRESIDENT2184856
MACCHIA, KATE SCHENDELVICE PRESIDENT4863973
SOMMERS, WESTONCFO/FINOP5290145
STROUT, ALICIA KIMBERLYCHIEF COMPLIANCE OFFICER/VICE PRESIDENT6320351

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FUNDS DISTRIBUTOR, LLC

CRD#: 7174Boston, MA 02109

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