MB
Marisa A. Boyle
CETERA INVESTMENT ADVISERS
Hanover, PA 17331
Some features on this profile are disabled
CRD#: 6219746
MB
Professional summary
Marisa Ann Boyle, who also goes by Marisa Ann Herman, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Hanover, Pennsylvania and CETERA WEALTH SERVICES, LLC located in York, Pennsylvania.
Marisa is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Marisa has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Marisa Ann Herman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Marisa Ann Boyle's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 13, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 425 Westminster Avenue, Hanover, PA 17331Office #2: 105 Leader Heights Rd, York, PA 17403Office #3: 65 Eisenhower Drive, Hanover, PA 17601Office #4: 1651 Baltimore Pike, Hanover, PA 17331Office #5: 2410 Eastern Boulevard, York, PA 17402Office #6: 1 North Main Street, Jacobus, PA 17407Office #7: Village Square At Stewartstown 2 Ballast Lane, Stewartstown, PA 17363Office #8: 26 East Main Street New Freedom, New Freedom, PA 17349RIA
CRD#: 105644
Hanover, PA
Current
September 13, 2024 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 105 Leader Heights Rd, York, PA 17403Office #2: 65 Eisenhower Drive, Hanover, PA 17601Office #3: 1651 Baltimore Pike, Hanover, PA 17331Office #4: 2410 Eastern Boulevard, York, PA 17402Office #5: 1 North Main Street, Jacobus, PA 17407Office #6: Village Square At Stewartstown 2 Ballast Lane, Stewartstown, PA 17363Office #7: 26 East Main Street New Freedom, New Freedom, PA 17349BD
CRD#: 13572
YORK, PA
Past
October 14, 2020 - September 20, 2024
LPL FINANCIAL LLC
RIA
CRD#: 6413
YORK, PA
Past
July 6, 2020 - September 20, 2024
LPL FINANCIAL LLC
BD
CRD#: 6413
YORK, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/2/2025)
RR
Delaware(1/2/2025)
RR
Florida(1/2/2025)
RR
Maryland(1/2/2025)
RR
Michigan(1/2/2025)
RR
New Jersey(1/2/2025)
RR
New York(1/2/2025)
RR
North Carolina(1/2/2025)
RR
Pennsylvania(9/13/2024)
IAR
Pennsylvania(9/13/2024)
RR
South Carolina(1/2/2025)
RR
Virginia(1/2/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 7/6/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Hanover, PA 17331TRUST BUT VERIFY
Monitor Marisa Boyle
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
