James H. Held

ALLSTATE FINANCIAL ADVISORS

Bloomfield Hills, MI 48302-0218

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CRD#: 6219473

Professional summary

James Hutchins Held, who also goes by James H Held, James Held, is a registered financial advisor currently at ALLSTATE FINANCIAL ADVISORS, LLC located in Bloomfield Hills, Michigan and ALLSTATE FINANCIAL SERVICES, LLC located in Bloomfield Hills, Michigan.

James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. James has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

James H Held | James Held

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name of the other businessBirmingham Bloomfield Symphony Orchestra ( (SONO) Whether the business is investment-relatedNo Address of the other businessBirmingham, MI 48012 Nature of the other businessSymphony Orchestra (non-profit) Your positionBoard of Directors, Venue Chair Title, or relationship with the other businessVenue Chair Start date of your relationshipMay 2010 Approximate number of hours/month you devote to the other business8 Number of hours you devote to the other business during securities trading hours0 Briefly describe your duties relating to the other businessResponsible for managing relationships with venue personnel / coordinating concert set-up / tear-down

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Hutchins Held's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 29, 2025 - Present

ALLSTATE FINANCIAL ADVISORS, LLC

Office #1: 2242 S Telegraph Rd Ste 102, Bloomfield Hills, MI 48302-0218

RIA

CRD#: 109524

Bloomfield Hills, MI

Current

October 29, 2025 - Present

ALLSTATE FINANCIAL SERVICES, LLC

Office #1: 2242 S Telegraph Rd Ste 102, Bloomfield Hills, MI 48302-0218

CRD#: 18272

Bloomfield Hills, MI

Past

January 18, 2024 - September 30, 2025

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

CLARKSTON, MI

Past

January 18, 2024 - September 30, 2025

J.P. MORGAN SECURITIES LLC

CRD#: 79

CLARKSTON, MI

Past

September 6, 2023 - January 10, 2024

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

AUBURN HILLS, MI

Past

September 6, 2023 - January 10, 2024

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

AUBURN HILLS, MI

Past

July 24, 2017 - August 25, 2023

ALLSTATE FINANCIAL ADVISORS, LLC

RIA

CRD#: 109524

Lake Orion, MI

Past

July 13, 2017 - August 25, 2023

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

Lake Orion, MI

Past

December 10, 2013 - December 11, 2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

BLOOMFIELD HILLS, MI

Past

September 12, 2013 - December 11, 2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

BLOOMFIELD HILLS, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA

Registered Investment Advisory firm - (11/21/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(10/29/2025)

Michigan
(10/29/2025)

IAR

Michigan
(10/29/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/29/2013

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/12/2013

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA

Registered Investment Advisory firm - (11/21/2007 Approved)

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Contact information

Main Address

151 N 8th Street, Suite 450, Lincoln, NE 68508

Mailing Address

151 N 8th Street, Suite 450, Lincoln, NE 68508

Phone number

(877) 232-2142

Established

Firm type

Fiscal year end

# of Employees

337

SEC notice filing (49 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AFA FORM ADV FIRM BROCHURE 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	280
AUM (Assets Under Management)	$ 82,015,793

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

James H. Held

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Hutchins Held's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALLSTATE FINANCIAL SERVICES, LLC

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL SERVICES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

ALLSTATE FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/29/2013

SIE

Date: 10/1/2018

Series 7

Date: 9/12/2013

FINRA

Current Firm

ALLSTATE FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (49 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALLSTATE FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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