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CD

Craig S. Dean

AEG CAPITAL
Chicago, IL 60606
Some features on this profile are disabled
CRD#: 6219093
CD

Professional summary

Craig S Dean is a registered financial professional currently at AEG CAPITAL, LLC located in Chicago, Illinois.

Craig is registered as a RR (Registered Representative) and started their career in finance in 2017. Craig has worked at 1 firm and has passed the Series 63, SIE, Series 79, Series 82 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Craig S Dean's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 22, 2017 - Present

AEG CAPITAL, LLC

Office #1: 200 W. Madison Street, Suite 2410, Chicago, IL 60606Office #2: 200 W. Madison Street Suite 2410, Chicago, IL 60606
BD
CRD#: 168097
Chicago, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Illinois
(9/17/2020)

Exams

State Security Law Exam
RR
Series 63
Date: 8/27/2018
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 7/2/2018
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 82
Date: 9/22/2017
Limited Representative-Private Securities Offerings
Principal/Supervisory Exam
RR
Series 24
Date: 12/12/2017
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

AC
AEG CAPITAL, LLC
AEG CAPITAL, LLC

CRD#: 168097 / SEC#: , 8-69292

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
200 W. Madison Street, Suite 2410, Chicago, IL 60606
Mailing Address
200 W. Madison Street, Suite 2410, Chicago, IL 60606
Phone number
(312) 948-5600
Established
Illinois since 03/12/2013
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
AEG PARTNERS, LLCSOLE MEMBER
DEAN, CRAIG SPRESIDENT6219093
SADZEWICZ, GERY JOSEPHFINOP, CCO AND CFO1090963

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AEG CAPITAL, LLC

CRD#: 168097Chicago, IL 60606

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