Kyle A. Bangert
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kyle Amick Bangert, who also goes by Kyle Bangert, was a registered financial professional .
Kyle is a previously registered financial professional and started their career in finance in 2013. Kyle had worked at 7 firms and has passed the Series 63, Series 7TO, SIE, Series 22, Series 3, Series 6 and Series 30 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 22, 2021 - October 18, 2024
BROOKFIELD OAKTREE WEALTH SOLUTIONS LLC
March 12, 2021 - December 22, 2021
BROOKFIELD PRIVATE ADVISORS LLC
December 13, 2019 - December 22, 2021
INDEPENDENT BROKERAGE SOLUTIONS LLC
November 5, 2019 - December 31, 2021
QUASAR DISTRIBUTORS, LLC
March 30, 2015 - May 15, 2019
STEBEN & COMPANY, LLC
June 2, 2014 - February 18, 2015
RS FUNDS DISTRIBUTOR LLC
August 27, 2013 - June 2, 2014
GUARDIAN INVESTOR SERVICES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 12/5/2019
General Securities Representative ExaminationCurrent Firm
BROOKFIELD OAKTREE WEALTH SOLUTIONS LLC
CRD#: 313390 / SEC#: , 8-70722
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Red Flags
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