Tristan Olin Sperry
Professional Summary
Tristan Olin Sperry, who also goes by Tristan Sperry, is a registered financial advisor currently at PACENOTE CAPITAL LLC located in Austin, Texas. Tristan is registered as a RR (Registered Representative) and started their career in finance in 2016. Tristan has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Tristan Sperry
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
10 years in the financial services industry
Current & Past Employments
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Current Firm
PACENOTE CAPITAL LLC
Contact Information
Main Address
3200 Hillview Rd, Austin, TX 78703Mailing Address
3200 Hillview Rd, Austin, TX 78703Phone Number
+1 (732) 742-5112Established
Delaware since 05/14/2019Firm Type
Limited Liability CompanyFiscal Year End
MarchFirm Size
SmallFINRA licenses (22 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(12/20/2023)
(1/13/2023)
(1/13/2023)
(8/4/2023)
(1/13/2023)
(2/15/2024)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Tristan Olin Sperry's CRS (Customer Relationship Summary).
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