Samuel Chase Cannon
Professional Summary
Samuel Chase Cannon, who also goes by Sam Chase Cannon, Samuel Cannon, is a registered financial advisor currently at PACENOTE CAPITAL LLC located in Austin, Texas. Samuel is registered as a RR (Registered Representative) and started their career in finance in 2011. Samuel has worked at 2 firms and has passed the Series 63, Series 7TO, SIE and Series 79 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Sam Chase Cannon, Samuel Cannon
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
15 years in the financial services industry
Current & Past Employments
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Current Firm
PACENOTE CAPITAL LLC
Contact Information
Main Address
3200 Hillview Rd, Austin, TX 78703Mailing Address
3200 Hillview Rd, Austin, TX 78703Phone Number
+1 (732) 742-5112Established
Delaware since 05/14/2019Firm Type
Limited Liability CompanyFiscal Year End
MarchFirm Size
SmallFINRA licenses (22 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(1/23/2021)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79 — Investment Banking Registered Representative Examination
Passed Oct 2011About the Series 79 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Samuel Chase Cannon's CRS (Customer Relationship Summary).
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