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CB

Chad W. Blackwell

DREAM STREET SECURITIES
LOS ANGELES, CA 90039
Some features on this profile are disabled
CRD#: 6217536
CB

Professional summary

Chad W. Blackwell is a registered financial professional currently at DREAM STREET SECURITIES, LLC located in Los Angeles, California.

Chad is registered as a RR (Registered Representative) and started their career in finance in 2014. Chad has worked at 2 firms and has passed the Series 63, Series 79TO, Series 7TO, SIE, Series 79 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Chad W. Blackwell's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 12, 2024 - Present

DREAM STREET SECURITIES, LLC

Office #1: 739 N. Main Street, Los Angeles, CA 90039
BD
CRD#: 324818
LOS ANGELES, CA
Past

August 29, 2014 - March 28, 2016

MACQUARIE CAPITAL (USA) INC.

BD
CRD#: 36368
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(3/10/2025)
RR
New York
(12/5/2024)
RR
Washington
(7/22/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 7/20/2024
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 8/17/2024
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7TO
Date: 7/11/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 3/30/2024
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 8/29/2014
Investment Banking Registered Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 9/13/2024
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

DS
DREAM STREET SECURITIES, LLC
BOREALIS CAPITAL LLC | DREAM STREET SECURITIES, LLC

CRD#: 324818 / SEC#: , 8-71039

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information

Main Address
739 N. Main Street, Los Angeles, CA 90039
Mailing Address
739 N. Main Street, Los Angeles, CA 90039
Phone number
(631) 974-1728
Established
Washington since 10/20/2020
Firm type
Limited Liability Company
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
DREAM STREET ADVISORSMANAGING MEMBER
BLACKWELL, CHAD W.REGISTERED REPRESENTATIVE6217536
HARRIS, PATRICK EUGENECHIEF COMPLIANCE OFFICER5748909
MARQUES, BRANDONCEO7028334

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

DREAM STREET SECURITIES, LLC

CRD#: 324818Los Angeles, CA 90039

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