Kimberly S. Hess
Professional summary
Kimberly Smith Hess, who also goes by Kimberly M Smith, Kimberly Marie Smith, is a registered financial professional currently at ICAPITAL MARKETS LLC located in Greenwich, Connecticut.
Kimberly is registered as a RR (Registered Representative) and started their career in finance in 2016. Kimberly has worked at 3 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kimberly Smith Hess's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 30, 2023 - Present
ICAPITAL MARKETS LLC
Office #1: 2 Greenwich Plaza 4th Floor, Greenwich, CT 06830July 28, 2020 - November 30, 2023
ICAPITAL SECURITIES, LLC
June 2, 2016 - June 17, 2020
BLACKSTONE SECURITIES PARTNERS L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/21/2024)
(11/30/2023)
Exams
FINRA
Current Firm
ICAPITAL MARKETS LLC
CRD#: 118219 / SEC#: , 8-53640
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
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