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Daniel Dominic Izzo

CRD# 6217030·Registered 2013 - 2019
Previously Registered: Being a previously registered professional could mean that Daniel is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Daniel Dominic Izzo, who also goes by Dan Izzo, Daniel Izzo, was a registered financial advisor. Daniel was a previously registered financial professional and started their career in finance 2013 - 2019. Daniel had worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 55, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Dan Izzo, Daniel Izzo

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

13 years in the financial services industry

Current & Past Employments

C&C TRADING L.L.C.·CRD# 39302
BD
Greenwich, CT
January 17, 2019 - May 23, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
August 20, 2013 - March 29, 2017

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Current Firm

CT
C&C TRADING L.L.C.

C&C TRADING L.L.C.

CRD#: 39302 / SEC#: 8-48631
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

35 Mason Street 4th Floor, Greenwich, CT 06830

Mailing Address

35 Mason Street 4th Floor, Greenwich, CT 06830

Phone Number

(212) 706-1227

Established

New York since 08/18/1995

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
C&C GLOBAL MARKETS, LLCMEMBER—
ADORNEY, DAVID JAMESMEMBER3096122
ANCONA, GREGORY MICHAELMEMBER—
ARGINTEANU, MATAN NMNMEMBER7269441
CHARLTON, WILLIAM JAMES IIICCO1021975
CHENG, KEVIN NMNMEMBER6655073
CHERNYAVSKIY, IVAN NMNMEMBER—
COCCHI, ROBERT LOUISEXECUTIVE OFFICER2355430
COHEN, ROBERT PAULEXECUTIVE OFFICER2683613
KALISHMAN, MICHELE AEXECUTIVE OFFICER3134392
KRUGER, JOHN ROBERTFINOP PFO POO4740278
LOUIE, MATTHEW NMNMEMBER6176342
MONTANO, ANDREW JOHNMEMBER4709265
ROTHBAUM, JOSHUAMEMBER7781487
SUH, DANIEL JAIPILMEMBER6458512
TUTTLE, JEREMY PETERMEMBER5847396
WILSON, DAVID CALEBMEMBER4725210

Disclosures

Regulatory Event

5

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed May 2021About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2013About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Mar 2017About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Oct 2013About the Series 3 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Sep 2013

Series 7 — General Securities Representative Examination

Passed Aug 2013About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jul 2015About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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