GP
Grayson B. Palmer
KESTRA ADVISORY SERVICES
Waco, TX 76710
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CRD#: 6216477
GP
Professional summary
Grayson Brooks Palmer, CFP®, who also goes by Grayson Palmer, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Waco, Texas and KESTRA INVESTMENT SERVICES, LLC located in Waco, Texas.
Grayson is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Grayson has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Grayson Palmer
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Jim Morrison Financial Investment Related: Yes Address: 710 N 64TH ST WACO TX 76710 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name Position, Title or Relationship: Associate Start Date: 12/9/2019 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Branch office I where I work out of. Business Name: Shacks Kitchen Investment Related: No Address: 4900 Bagby Ave Waco TX 76710 Nature of Business: Other Other/None of the Above Sous Chef Position, Title or Relationship: Sous Chef Start Date: 5/28/2020 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Assist the main chef with preparing, cooking, and serving food. Business Name: WACO ALE COMPANY POSITION: Bartender NATURE: Bartender INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 08/06/2022 ADDRESS: 806 Austin Ave, Waco TX 76701 DESCRIPTION: Serve people beer and or food. Clean beer mugs, and general upkeep of the bar while working Business Name: KESTRA ADVISORY SERVICE POSITION: Advisor NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 128 START DATE: 10/11/2019 ADDRESS: 710 N 64th St, Waco TX 76710 DESCRIPTION: To act as a fiduciary on behalf of my clients with investment recommendations.
CRS (Client Relationship Summary) - RIA
Click below to view Grayson Brooks Palmer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2019
Experience
Current
January 16, 2020 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 710 N. 64th St, Waco, TX 76710RIA
CRD#: 283330
Waco, TX
Current
March 17, 2016 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 710 N. 64th St., Waco, TX 76710BD
CRD#: 42046
Waco, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/13/2024)
RR
Arkansas(1/24/2024)
RR
California(10/24/2024)
RR
Colorado(1/24/2024)
RR
Connecticut(11/5/2024)
RR
District of Columbia(11/5/2024)
RR
Florida(1/24/2024)
RR
Georgia(11/5/2024)
RR
Idaho(11/5/2024)
RR
Illinois(8/12/2024)
RR
Indiana(7/6/2023)
RR
Iowa(11/5/2024)
RR
Louisiana(11/5/2024)
RR
Maryland(11/5/2024)
RR
Massachusetts(8/12/2024)
RR
Michigan(11/5/2024)
RR
Minnesota(11/5/2024)
RR
Montana(11/5/2024)
RR
New Jersey(11/5/2024)
RR
New Mexico(11/5/2024)
RR
New York(7/6/2023)
RR
North Carolina(8/2/2022)
RR
Ohio(11/6/2024)
RR
Oklahoma(7/6/2023)
RR
Oregon(11/5/2024)
RR
Pennsylvania(11/5/2024)
RR
Rhode Island(11/5/2024)
RR
South Carolina(11/21/2023)
RR
Tennessee(4/17/2025)
RR
Texas(10/11/2019)
IAR
Texas(1/16/2020)
RR
Vermont(11/5/2024)
RR
Virginia(7/6/2023)
RR
Washington(11/14/2023)
RR
Wisconsin(1/24/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
