Matthew J. Kalish
Professional summary
Matthew Jacob Kalish, who also goes by Matthew J Kalish, is a registered financial professional currently at OLD MISSION MARKETS LLC located in New York, New York.
Matthew is registered as a RR (Registered Representative) and started their career in finance in 2013. Matthew has worked at 3 firms and has passed the Series 66, Series 7TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Matthew Jacob Kalish's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 16, 2022 - Present
OLD MISSION MARKETS LLC
Office #1: 120 Broadway 11th Floor, New York, NY 10271August 22, 2022 - June 14, 2023
OLD MISSION CAPITAL, LLC
October 6, 2020 - August 17, 2022
OLD MISSION CAPITAL, LLC
August 19, 2013 - March 1, 2016
NEUBERGER BERMAN BD LLC
July 23, 2013 - March 1, 2016
NEUBERGER BERMAN BD LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 10/6/2020
General Securities Representative ExaminationSeries 55
Date: 9/11/2013
Limited Representative-Equity Trader ExamCboe EDGA Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Current Firm
OLD MISSION MARKETS LLC
CRD#: 281867 / SEC#: , 8-69691
Contact information
FINRA licenses (3 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OLD MISSION FINANCIAL SERVICES LLC | OWNER | |
| GASTON, STEVEN JOHN | CHIEF COMPLIANCE OFFICER | 3094187 |
| GUZOWSKI, JOSEF MICHAEL | MANAGER, CEO | 2989719 |
| KEITH, ALLEN THOMAS | FINOP | 4457493 |
| MARQUEZ AVITIA, ERICA NMN | CHIEF OPERATING OFFICER | 5074353 |
| NICHOLS, PATRICK JAMES | MANAGER | 4757503 |
| RUSSINA, BRYAN SCOTT | MANAGER | 5031844 |
Red Flags
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