SB
Stephen Berkeridge
CETERA INVESTMENT ADVISERS LLC
NORTH EAST, MD 21901
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CRD#: 6215818
SB
Professional summary
Stephen Berkeridge, who also goes by Stephen M Berkeridge, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in North East, Maryland and CETERA WEALTH SERVICES, LLC located in North East, Maryland.
Stephen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Stephen has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Stephen M Berkeridge
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Cheyla's Rescue Foundation~912 Westerly Ct~Newark~DE~19702~Other~Other~10/1/2018~10hrs~10hrs~I will be responsible for the tax/accounting compliance. 2) Riviera Rescue~772 Riviera Dr~Canyon Lake~TX~78133~Other~Other~12/17/2019~5hrs~5hrs~I will be responsible for the bookkeeping and tax compliance. 3) SUMMIT BRIDGE INVESTMENT PROPERTIES, LLC POSITION: Partner/General Partner NATURE: Real Estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 09/01/2016 ADDRESS: 3930 Red Lion Rd, Newark DE 19701, United States DESCRIPTION: Purchasing property to build a veterinary practice. Practice not created yet. 4) SUMMIT BRIDGE VETERINARY HOSPITIAL, LLC POSITION: Partner/General Partner NATURE: Veterinary Services INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 01/09/2017 ADDRESS: 3930 Red Lion Rd, Newark DE 19701, United States DESCRIPTION: Partner & CFO. 5) BERKERIDGE FINANCIAL SERVICES POSITION: Owner/Sole Proprietor NATURE: Tax Preparation/Accounting INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 10/01/2007 ADDRESS: 2288 Pulaski Hwy, Unit D, North East MD 21901, United States DESCRIPTION: Provide tax preparation and accounting services. 6) CECIL FAMILIES FIRST, INC. POSITION: Accountant NATURE: CFF is a not-for-profit organization, and my role is to make sure we stay complaint with all accounting, IRS and state reporting requirements. INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 5 START DATE: 04/14/2023 ADDRESS: 2288 Pulaski Hwy, Unit D, North East MD 21901, United States DESCRIPTION: Bookkeeping and tax reporting
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Berkeridge's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 2288 Pulaski Hwy Unit D, North East, MD 21901RIA
CRD#: 105644
NORTH EAST, MD
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 2288 Pulaski Hwy Unit D, North East, MD 21901BD
CRD#: 13572
North East, MD
Past
January 6, 2015 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
North East, MD
Past
September 24, 2014 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
North East, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Delaware(9/5/2025)
RR
Florida(9/18/2025)
RR
Maryland(9/5/2025)
IAR
Maryland(9/5/2025)
RR
New York(9/5/2025)
RR
North Carolina(9/5/2025)
RR
Oklahoma(9/5/2025)
RR
Pennsylvania(9/5/2025)
RR
Virginia(9/18/2025)
RR
Washington(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644North East, MD 21901TRUST BUT VERIFY
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