Scott A. Heichel

PINNACLE ADVISORS

Columbus, OH 43235

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CRD#: 6214510

Professional summary

Scott Andrew Heichel, CFA, CFP®, who also goes by Scott Heihel, is a registered financial advisor currently at PINNACLE ADVISORS located in Columbus, Ohio.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Scott has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Scott Heihel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Since 2011, Scott's Trust is a 6% shareholder of Pinnacle Wealth Planning Services where he works 40-60 hours per week. 3. Since 2018, Scott's Trust is a minority owner Pinnacle CPA Advisory Group, a CPA firm, which he spends approximately 1-2 hours per month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Andrew Heichel's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

CFP^®

Certified Financial Planner

Start date: 2016

Experience

Current

February 16, 2016 - Present

PINNACLE ADVISORS

Office #1: 131 Dillmont Drive Suite 101, Columbus, OH 43235

RIA

CRD#: 106817

Columbus, OH

Past

August 19, 2013 - February 26, 2015

J.P. MORGAN SECURITIES LLC

CRD#: 79

CLEVELAND, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PINNACLE ADVISORS

CRD#: 106817 / SEC#: 801-51715

RIA

Registered Investment Advisory firm - (5/30/1996 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(2/16/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/10/2013

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 2/26/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/19/2013

General Securities Representative Examination

Current Firm

PINNACLE ADVISORS

CRD#: 106817 / SEC#: 801-51715

RIA

Registered Investment Advisory firm - (5/30/1996 Approved)

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Contact information

Main Address

6 West 3rd St. Ste 100, Mansfield, OH 44902

Mailing Address

Phone number

(419) 526-5226

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PINNACLE DISCLOSURE BROCHURE (10/9/2025)

Regulatory assets under management

Total Number of Accounts	3,513
AUM (Assets Under Management)	$ 1,939,495,799

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2023	Cover Page	Report
12/22/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Scott A. Heichel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Andrew Heichel's CRS (Customer Relationship Summary).

Certified licenses

Experience

PINNACLE ADVISORS

J.P. MORGAN SECURITIES LLC

Primary Firm SEC Registration

PINNACLE ADVISORS

State Registrations and Notice Filings

Exams

Series 63

Date: 9/10/2013

SIE

Date: 2/26/2015

Series 7

Date: 8/19/2013

Current Firm

PINNACLE ADVISORS

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

PINNACLE ADVISORS

TRUST BUT VERIFY

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