Brian M. Scanlon

CAPSTONE

Washington, DC 20005

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CRD#: 6213600

Professional summary

Brian Martin Scanlon, who also goes by Brian M Scanlon, is a registered financial advisor currently at CAPSTONE, LLC located in Washington, District Of Columbia.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Brian has worked at 4 firms and has passed the Series 66, SIE, Series 57 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brian M Scanlon

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Martin Scanlon's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 25, 2023 - Present

CAPSTONE, LLC

Office #1: 1401 New York Avenue Nw Suite 600, Washington, DC 20005

RIA

CRD#: 174403

Washington, DC

Past

June 25, 2021 - December 20, 2024

ARCHSTONE CAPITAL, LLC

CRD#: 174435

WASHINGTON, DC

Past

September 6, 2016 - June 28, 2021

HEIGHT ANALYTICS, LLC

RIA

CRD#: 149162

WASHINGTON, DC

Past

August 13, 2015 - June 28, 2021

HEIGHT CAPITAL MARKETS

CRD#: 150659

WASHINGTON, DC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

District of Columbia
(5/25/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/21/2015

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 57

Date: 4/17/2017

Securities Trader Exam

General Industry/Product Exam

Series 7

Date: 8/13/2015

General Securities Representative Examination

Current Firm

CAPSTONE, LLC

CRD#: 174403 / SEC#:

District of Columbia

Registered Investment Advisory firm - (8/20/2015 Approved)

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Contact information

Main Address

1401 New York Avenue Nw Suite 600, Washington, DC 20005

Mailing Address

Phone number

(202) 449-9862

Established

Firm type

Fiscal year end

# of Employees

120

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Brian M. Scanlon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Martin Scanlon's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAPSTONE, LLC

ARCHSTONE CAPITAL, LLC

HEIGHT ANALYTICS, LLC

HEIGHT CAPITAL MARKETS

State Registrations and Notice Filings

Exams

Series 66

Date: 9/21/2015

SIE

Date: 10/1/2018

Series 57

Date: 4/17/2017

Series 7

Date: 8/13/2015

Current Firm

CAPSTONE, LLC

Contact information

Documents

Red Flags

Company Information

CAPSTONE, LLC

TRUST BUT VERIFY

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