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Robin D. Kim

WITHUM CAPITAL
WHIPPANY, NJ
·CRD# 6213404·13 years experience

Professional Summary

Robin D. Kim, who also goes by Robin D Kim, is a registered financial advisor currently at WITHUM CAPITAL, LLC located in Whippany, New Jersey. Robin is registered as a RR (Registered Representative) and started their career in finance in 2013. Robin has worked at 4 firms and has passed the Series 63, SIE and Series 79 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Robin D Kim

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

13 years in the financial services industry

Current & Past Employments

WITHUM CAPITAL, LLC·CRD# 323214
BD
200 Jefferson Park Suite 400,, Whippany, NJ 07981
March 26, 2026 - Present
KROLL SECURITIES LLC·CRD# 36927
BD
Los Angeles, CA
January 3, 2020 - June 13, 2025
ROTHSCHILD & CO US INC.·CRD# 2910
BD
Los Angeles, CA
June 16, 2015 - November 8, 2019
ROBERT W. BAIRD & CO. INCORPORATED·CRD# 8158
BD
San Francisco, CA
August 6, 2013 - April 21, 2015

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Current Firm

WC
WITHUM CAPITAL, LLC

WITHUM CAPITAL, LLC

CRD#: 323214 / SEC#: 8-71044
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

200 Jefferson Park, Suite 400, Whippany, NJ 07981

Mailing Address

200 Jefferson Park, Suite 400, Whippany, NJ 07981

Phone Number

(973) 650-6664

Established

Delaware since 06/28/2022

Firm Type

Limited Liability Company

Fiscal Year End

June

Firm Size

Small

FINRA licenses (5 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
WITHUMSMITH+BROWN, PCMEMBER—
RYAN, KIMBERLY ANNER, CCO, FINOP4316310

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(4/6/2026)
RR
New Jersey
(3/26/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 2013About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 79 — Investment Banking Registered Representative Examination

Passed Aug 2013About the Series 79 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Robin D. Kim's CRS (Customer Relationship Summary).

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