James D. Pietrzak
STRATEGIC ADVISERS | Vice President, Financial Consultant
HARTLAND, WI
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CRD#: 6213213
Professional summary
James D Pietrzak, CFP®, who also goes by James Dean Pietrzak, James Pietrzak, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Hartland, Wisconsin and FIDELITY BROKERAGE SERVICES LLC located in Brookfield, Wisconsin.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. James has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Biography
As a Certified Financial Planner CFP®, I am committed to helping you work towards your financial goals. By working together and having a clear understanding of your goals and vision for future success, we will prepare a comprehensive financial plan for you focused on enriching every stage of your life. I am humbled to represent Fidelity Investments, an innovative firm of the highest integrity with extensive expertise, and honored to treat each of my clients as family.
Question & Answer
What are your service offerings?
Estate Planning
Retirement Planning
Comprehensive Financial Planni...
Insurance Planning
Employee and Employer Plan Ben...
Investment Planning
Tax Planning
Are you a "fiduciary"?
Yes
Aliases
James Dean Pietrzak | James Pietrzak
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view James D Pietrzak's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2018
Education
University of Wisconsin-Whitewater
Bachelor of Business Administration - Finance & Economics
2012
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 600 N Barker Road, Brookfield, WI 53045-5982RIA
CRD#: 104555
HARTLAND, WI
Current
July 21, 2016 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 600 N Barker Rd, Brookfield, WI 53045BD
CRD#: 7784
BROOKFIELD, WI
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
BROOKFIELD, WI
Past
November 15, 2016 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
BROOKFIELD, WI
Past
March 25, 2014 - July 8, 2016
SCOTTRADE, INC.
BD
CRD#: 8206
BROOKFIELD, WI
Past
August 15, 2013 - April 4, 2014
NEW ENGLAND SECURITIES
BD
CRD#: 615
BROOKFIELD, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(12/15/2016)
RR
Arkansas(1/17/2024)
RR
California(10/11/2021)
RR
District of Columbia(3/27/2023)
RR
Florida(2/23/2017)
RR
Georgia(1/9/2026)
RR
Illinois(2/5/2020)
RR
Indiana(1/22/2026)
RR
Kentucky(3/27/2023)
RR
Michigan(7/25/2016)
RR
Minnesota(1/7/2019)
RR
North Carolina(3/28/2023)
RR
Rhode Island(4/1/2026)
RR
South Carolina(4/27/2020)
RR
Texas(12/15/2016)
IAR
Texas(3/31/2025)
RR
Virginia(3/27/2023)
RR
Washington(7/19/2024)
RR
Wisconsin(7/22/2016)
IAR
Wisconsin(3/31/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)PREMIUM
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Vice President, Financial ConsultantCRD#: 104555Hartland, WITRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
