TS
Theodore T. Simonson
CETERA INVESTMENT ADVISERS LLC
Tucson, AZ 85718
Some features on this profile are disabled
CRD#: 6212741
TS
Professional summary
Theodore T Simonson, who also goes by Theodore Trecker Simonson, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Tucson, Arizona and CETERA WEALTH SERVICES, LLC located in Tucson, Arizona.
Theodore is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Theodore has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Theodore Trecker Simonson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: SPAULDING VENTURES, LTD; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FAMILY LIMITED PARTNERSHIP FOR ESTATE PLANNING AND INVESTMENT PURPOSES; START DATE: 04/1998; POSITION/TITLE/RELATIONSHIP: LIMITED PARTNER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: PASSIVE MINORITY LIMITED PARTNER. 2. NAME OF OTHER BUSINESS: SIMONSON WEALTH MANAGEMENT; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 09/2016; POSITION/TITLE/RELATIONSHIP: PARTNER; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 40; BRIEF DESCRIPTION OF DUTIES: FINANCIAL SERVICES; 3. NAME OF OTHER BUSINESS: FFEC WEALTH PARTNERS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 4/2022; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 4. NAME OF OTHER BUSINESS: THEODORE T. SIMONSON LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: LLC; START DATE: 12/2022; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: OWNER OF LLC FOR COMMISSION AND FEES;
CRS (Client Relationship Summary) - RIA
Click below to view Theodore T Simonson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 3573 E. Sunrise Drive Suite 133, Tucson, AZ 85718RIA
CRD#: 105644
Tucson, AZ
Current
April 20, 2022 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 3573 E. Sunrise Drive Suite 133, Tucson, AZ 85718BD
CRD#: 13572
Tucson, AZ
Past
April 20, 2022 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
January 17, 2017 - April 20, 2022
FFEC WEALTH PARTNERS LLC
RIA
CRD#: 16507
Tucson, AZ
Past
January 17, 2017 - April 20, 2022
FFEC WEALTH PARTNERS LLC
BD
CRD#: 16507
Tucson, AZ
Past
July 27, 2015 - January 4, 2016
MORGAN STANLEY
RIA
CRD#: 149777
TUCSON, AZ
Past
May 20, 2015 - January 4, 2016
MORGAN STANLEY
BD
CRD#: 149777
TUCSON, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(4/20/2022)
RR
Arizona(4/20/2022)
IAR
Arizona(6/29/2023)
RR
California(4/20/2022)
RR
Colorado(4/20/2022)
RR
District of Columbia(11/2/2022)
RR
Florida(4/21/2022)
RR
Georgia(11/27/2024)
RR
Hawaii(4/20/2022)
RR
Idaho(11/2/2022)
RR
Illinois(4/20/2022)
RR
Iowa(4/20/2022)
RR
Kansas(4/20/2022)
RR
Maine(4/20/2022)
RR
Minnesota(4/20/2022)
RR
Missouri(4/20/2022)
RR
Nevada(4/20/2022)
RR
New Jersey(4/20/2022)
RR
New Mexico(4/20/2022)
RR
New York(4/20/2022)
RR
North Carolina(8/22/2023)
RR
Oregon(4/20/2022)
RR
Pennsylvania(2/28/2024)
RR
South Dakota(4/20/2022)
RR
Tennessee(4/20/2022)
RR
Texas(4/20/2022)
IAR
Texas(6/29/2023)
RR
Vermont(4/20/2022)
RR
Virginia(4/20/2022)
RR
Washington(4/20/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
