Brenda M. Flores
Professional summary
Brenda Marie Flores, who also goes by Brenda Flores, is a registered financial professional currently at ACQUIOM FINANCIAL LLC located in Denver, Colorado.
Brenda is registered as a RR (Registered Representative) and started their career in finance in 2015. Brenda has worked at 2 firms and has passed the Series 99TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brenda Marie Flores's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 8, 2020 - Present
ACQUIOM FINANCIAL LLC
Office #1: 950 17th Street Ste 1400, Denver, CO 80202Office #2: 950 17th Street Ste 1400, Denver, CO 80202April 1, 2015 - April 24, 2017
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 7/8/2020
Operations Professional ExaminationFINRA
Current Firm
ACQUIOM FINANCIAL LLC
CRD#: 170074 / SEC#: , 8-69408
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
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