Steven Willis
Professional Summary
Steven Willis, who also goes by Steven Robert Willis, is a registered financial advisor currently at AGC PARTNERS located in Boston, Massachusetts. Steven is registered as a RR (Registered Representative) and started their career in finance in 2014. Steven has worked at 2 firms and has passed the Series 63, Series 79TO, SIE and Series 79 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Steven Robert Willis
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
12 years in the financial services industry
Current & Past Employments
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Current Firm
AGC PARTNERS | AMERICA'S GROWTH CAPTIAL, LLC | AMERICA'S GROWTH CAPITAL, LLC
Contact Information
Main Address
99 High Street Floor 22, Boston, MA 02110Mailing Address
99 High Street Floor 22, Boston, MA 02110Phone Number
(617) 261-4100Established
Delaware since 01/08/2003Firm Type
Limited Liability CompanyFiscal Year End
JuneFirm Size
SmallFINRA licenses (14 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(5/24/2021)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 79 — Investment Banking Registered Representative Examination
Passed Sep 2014About the Series 79 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Steven Willis's CRS (Customer Relationship Summary).
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