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Matthew Benjamin Howe

AGC PARTNERS
BOSTON, MA
·CRD# 1763872·29 years experience

Professional Summary

Matthew Benjamin Howe, who also goes by Ben Howe, Matthew Ben Howe, is a registered financial advisor currently at AGC PARTNERS located in Boston, Massachusetts. Matthew is registered as a RR (Registered Representative) and started their career in finance in 1996. Matthew has worked at 4 firms and has passed the Series 63, Series 57TO, Series 79TO, Series 99TO, SIE, Series 87, Series 55, Series 7, Series 27 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ben Howe, Matthew Ben Howe

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

AGC PARTNERS·CRD# 125958
BD
1. 99 High Street Floor 22, Boston, MA 021102. 99 High Street Floor 22, Boston, MA 02110
July 1, 2003 - Present
COWEN AND COMPANY·CRD# 7616
BD
New York, NY
June 4, 1999 - February 12, 2003
BANC OF AMERICA SECURITIES LLC·CRD# 26091
BD
New York, NY
October 1, 1997 - April 26, 1999
MONTGOMERY SECURITIES·CRD# 4357
BD
San Francisco, CA
December 18, 1996 - October 1, 1997

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Current Firm

AP
AGC PARTNERS

AGC PARTNERS | AMERICA'S GROWTH CAPTIAL, LLC | AMERICA'S GROWTH CAPITAL, LLC

CRD#: 125958 / SEC#: 8-65839
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

99 High Street Floor 22, Boston, MA 02110

Mailing Address

99 High Street Floor 22, Boston, MA 02110

Phone Number

(617) 261-4100

Established

Delaware since 01/08/2003

Firm Type

Limited Liability Company

Fiscal Year End

June

Firm Size

Small

FINRA licenses (14 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
AMERICA'S GROWTH CAPITAL HOLDINGS LLCOWNER—
GUIDO, JONATHAN DAVIDINVESTMENT BANKING, PARTNER4285417
HOWE, MATTHEW BENJAMINCEO, FINOP, FOUNDING PARTNER, CCO1763872
KUSSMAUL, MARIA LEWISPRINCIPAL2845618

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(9/5/2003)
RR
Colorado
(9/22/2009)
RR
Florida
(7/11/2003)
RR
Illinois
(1/14/2014)
RR
Maryland
(1/30/2014)
RR
Massachusetts
(7/2/2003)
RR
Minnesota
(12/19/2012)
RR
New Jersey
(10/15/2003)
RR
New York
(7/15/2003)
RR
North Carolina
(12/12/2012)
RR
Pennsylvania
(12/11/2012)
RR
Texas
(7/25/2003)
RR
Washington
(11/18/2013)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1997About the Series 63 exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 87 — Research Analyst Exam - Part II Regulations Module

Passed Jan 2007About the Series 87 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Jan 2007

Series 7 — General Securities Representative Examination

Passed Dec 1996About the Series 7 exam

Series 27 — Financial and Operations Principal Examination

Passed Jun 2003About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed Aug 1997About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Matthew Benjamin Howe's CRS (Customer Relationship Summary).

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MH
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