DS
Daniel J. Steinkerchner
ERNST & YOUNG CAPITAL ADVISORS
Cleveland, OH 44114
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CRD#: 6210953
DS
Professional summary
Daniel Jay Steinkerchner is a registered financial professional currently at ERNST & YOUNG CAPITAL ADVISORS, LLC located in Cleveland, Ohio.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 2019. Daniel has worked at 1 firm and has passed the Series 63, Series 79TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Daniel Jay Steinkerchner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 14, 2019 - Present
ERNST & YOUNG CAPITAL ADVISORS, LLC
Office #1: 1001 Lakeside Avenue Suite 1800, Cleveland, OH 44114BD
CRD#: 152514
Cleveland, OH
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/8/2020)
RR
Arizona(4/8/2020)
RR
Arkansas(4/8/2020)
RR
California(4/8/2020)
RR
Colorado(4/8/2020)
RR
Connecticut(4/8/2020)
RR
Delaware(4/8/2020)
RR
District of Columbia(4/8/2020)
RR
Florida(4/8/2020)
RR
Georgia(4/8/2020)
RR
Illinois(4/8/2020)
RR
Indiana(4/8/2020)
RR
Iowa(4/8/2020)
RR
Kansas(4/8/2020)
RR
Kentucky(4/8/2020)
RR
Louisiana(10/19/2021)
RR
Maine(4/8/2020)
RR
Maryland(4/8/2020)
RR
Massachusetts(4/8/2020)
RR
Michigan(4/8/2020)
RR
Minnesota(4/8/2020)
RR
Missouri(4/8/2020)
RR
Nebraska(4/8/2020)
RR
Nevada(4/8/2020)
RR
New Hampshire(4/8/2020)
RR
New Jersey(4/8/2020)
RR
New Mexico(10/19/2021)
RR
New York(4/8/2020)
RR
North Carolina(4/8/2020)
RR
Ohio(10/14/2019)
RR
Oklahoma(4/8/2020)
RR
Oregon(4/8/2020)
RR
Pennsylvania(4/8/2020)
RR
Puerto Rico(4/8/2020)
RR
Rhode Island(4/8/2020)
RR
South Carolina(4/8/2020)
RR
South Dakota(4/8/2020)
RR
Tennessee(3/14/2024)
RR
Texas(4/8/2020)
RR
Utah(4/8/2020)
RR
Virginia(4/8/2020)
RR
Washington(4/8/2020)
RR
West Virginia(4/8/2020)
RR
Wisconsin(4/8/2020)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 10/14/2019
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
E&
ERNST & YOUNG CAPITAL ADVISORS, LLC
ERNST & YOUNG CAPITAL ADVISORS, LLC
CRD#: 152514 / SEC#: , 8-68461
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
One Manhattan West, New York, NY 10001
Mailing Address
One Manhattan West, New York, NY 10001
Phone number
(212) 773-3000
Established
Delaware since 11/06/2009
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
