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AK

Aakrit Kumar

TIDAL PARTNERS
Palo Alto, CA 94301
Some features on this profile are disabled
CRD#: 6210811
AK

Professional summary

Aakrit Kumar, CFA is a registered financial professional currently at TIDAL PARTNERS located in Palo Alto, California.

Aakrit is registered as a RR (Registered Representative) and started their career in finance in 2014. Aakrit has worked at 4 firms and has passed the Series 63, Series 7TO, SIE and Series 79 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Aakrit Kumar's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFA

Chartered Financial Analyst

Experience

Current

July 28, 2023 - Present

TIDAL PARTNERS

Office #1: 260 Homer Avenue Suite 101, Palo Alto, CA 94301Office #2: 860 Broadway 5th Floor, New York, NY 10003
BD
CRD#: 323885
Palo Alto, CA
Past

April 5, 2023 - July 26, 2023

BA SECURITIES, LLC

BD
CRD#: 153489
W. CONSHOHOCKEN, PA
Past

April 26, 2016 - March 27, 2023

CENTERVIEW PARTNERS LLC

BD
CRD#: 133796
NEW YORK, NY
Past

August 29, 2014 - April 21, 2016

BARCLAYS CAPITAL INC.

BD
CRD#: 19714
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(8/22/2023)

Exams

State Security Law Exam
RR
Series 63
Date: 12/16/2014
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 4/28/2022
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 8/29/2014
Investment Banking Registered Representative Examination
SRO Registrations
RR
FINRA

Current Firm

TP
TIDAL PARTNERS
TIDAL PARTNERS | TIDAL PARTNERS, LLC

CRD#: 323885 / SEC#: , 8-71026

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information

Main Address
260 Homer Avenue Suite 101, Palo Alto, CA 94301
Mailing Address
260 Homer Avenue Suite 101, Palo Alto, CA 94301
Phone number
(650) 748-9021
Established
Delaware since 08/01/2022
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
TIDAL PARTNERS HOLDINGS LPMANAGER AND SOLE MEMBER
HANDLER, DAVID ALANCO-FOUNDER1824416
HYON, ELIZABETH SUSANCHIEF OPERATING OFFICER AND GENERAL COUNSEL
NEEQUAYE, DAVID K.CO-FOUNDER/CCO4840648
ROCHE, PASCALFINOP/PFO/POO5920968

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TIDAL PARTNERS

CRD#: 323885Palo Alto, CA 94301

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