Aakrit Kumar
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Aakrit Kumar, CFA was a registered financial professional .
Aakrit is a previously registered financial professional and started their career in finance in 2014. Aakrit had worked at 4 firms and has passed the Series 63, Series 7TO, SIE and Series 79 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 28, 2023 - June 2, 2026
TIDAL PARTNERS
April 5, 2023 - July 26, 2023
BA SECURITIES, LLC
April 26, 2016 - March 27, 2023
CENTERVIEW PARTNERS LLC
August 29, 2014 - April 21, 2016
BARCLAYS CAPITAL INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 4/28/2022
General Securities Representative ExaminationCurrent Firm
TIDAL PARTNERS
CRD#: 323885 / SEC#: , 8-71026
Contact information
FINRA licenses (4 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
