Juliana M. Morrow
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Juliana Morrow Morrow, who also goes by Juliana Colacioppo, Juliana Colacioppo Alves De Souza, Juliana Morrow Colacioppo, was a registered financial professional .
Juliana is a previously registered financial professional and started their career in finance in 2013. Juliana had worked at 4 firms and has passed the Series 63, Series 82TO, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 12, 2022 - March 26, 2025
FINALIS SECURITIES LLC
April 7, 2020 - September 29, 2021
MORGAN STANLEY & CO. LLC
August 26, 2015 - April 3, 2020
J.P. MORGAN SECURITIES LLC
August 13, 2013 - September 9, 2015
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 82TO
Date: 5/27/2022
Limited Representative-Private Securities OfferingsCurrent Firm
FINALIS SECURITIES LLC
CRD#: 305908 / SEC#: , 8-70425
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FINALIS, INC. | HOLDING COMPANY | |
| AZARY, DENNIS MICHAEL | CEO/CCO/FINOP | 2384263 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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