Jon R. Harris
Professional summary
Jon Ralph Iii Harris, who also goes by Jack Harris, Jon Ralph Harris III, Jon Ralph Harris, is a registered financial professional currently at CBRE CAPITAL ADVISORS, INC. located in New York, New York.
Jon is registered as a RR (Registered Representative) and started their career in finance in 2014. Jon has worked at 5 firms and has passed the Series 63, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jon Ralph Iii Harris's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 6, 2023 - Present
CBRE CAPITAL ADVISORS, INC.
Office #1: 200 Park Avenue Suite 2001, New York, NY 10166September 8, 2022 - November 17, 2023
SERA GLOBAL SECURITIES US LLC
September 24, 2020 - June 15, 2022
TENEO SECURITIES LLC
April 19, 2017 - September 30, 2020
GOLDIN CAPITAL LLC
August 4, 2014 - July 15, 2016
BARCLAYS CAPITAL INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/6/2023)
Exams
FINRA
Current Firm
CBRE CAPITAL ADVISORS, INC.
CRD#: 140565 / SEC#: , 8-67319
Contact information
FINRA licenses (26 States and Territories)
Documents
Red Flags
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