Andrea L. Lundberg
CETERA INVESTMENT ADVISERS LLC
BAXTER, MN 56425
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CRD#: 6207802
Professional summary
Andrea Lemieux Lundberg, CFP®, who also goes by Andrea Jene Lemieux, Andrea Jene` Lemieux Fletcher, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Baxter, Minnesota and CETERA ADVISORS LLC located in Baxter, Minnesota.
Andrea is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Andrea has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Andrea Jene Lemieux | Andrea Jene` Lemieux Fletcher
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: LEMIEUX WEALTH STRATEGIES, LLC
INVESTMENT RELATED: YES
ADDRESS: 8378 BRANDON RD BAXTER MN 56425
NATURE OF BUSINESS: FINANCIAL SERVICES
START DATE: 6/2013
APX NUMBER OF HOURS PER WEEK: 40
APX NUMBER OF TRADING HOURS PER WEEK: 32.5
POSITION/TITLE/RELATIONSHIP: CLIENT SERVICE REPRESENTATIVE
BRIEF DESCRIPTION OF DUTIES: MARKETING & OPERATIONS, CLERICAL ASSISTANCE FOR THE ADVISOR, PROCESSING
2. NAME OF OTHER BUSINESS: BUSINESS NETWORKING INTERNATIONAL;
INVESTMENT RELATED: NO;
ADDRESS: 8378 BRANDON ROAD BAXTER, MN 56425;
NATURE OF BUSINESS: NETWORKING GROUP;
START DATE: 10/2020;
POSITION/TITLE/RELATIONSHIP: COMMITTEE MEMBER;
APX NUMBER OF HOURS PER WEEK: 1;
APX NUMBER OF HOURS DURING TRADING HOURS: 1;
BRIEF DESCRIPTION OF DUTIES: ATTEND MEMBERSHIP COMMITTEE MEETINGS
3. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES;
INVESTMENT RELATED: YES;
ADDRESS: SAME AS REGISTERED LOCATION;
NATURE OF BUSINESS: FIXED INSURANCE;
START DATE: 11/2020;
APX NUMBER OF HOURS PER WEEK: 2;
APX NUMBER OF HOURS DURING TRADING HOURS: 2;
POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT;
BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG TERM CARE;
4. NAME OF OTHER BUSINESS: NOTARY PUBLIC COMMISSION;
INVESTMENT RELATED: YES ;
ADDRESS: SAME AS REGISTERED LOCATION ;
NATURE OF BUSINESS: NOTARIZING DOCUMENTS ;
START DATE:10/2020 ;
POSITION/TITLE/RELATIONSHIP: NOTARY ;
APX NUMBER OF HOURS PER WEEK: LESS THAN 1 ;
APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1 ;
BRIEF DESCRIPTION OF DUTIES: NOTARIZING DOCUMENTS ;
CRS (Client Relationship Summary) - RIA
Click below to view Andrea Lemieux Lundberg's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2021
Experience
Current
March 21, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 14084 Baxter Dr Ste 2, Baxter, MN 56425RIA
CRD#: 105644
BAXTER, MN
Current
December 7, 2016 - Present
CETERA ADVISORS LLC
Office #1: 8378 Brandon Road, Baxter, MN 56425BD
CRD#: 10299
Baxter, MN
Past
May 24, 2017 - March 21, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
GREENWOOD VILLAGE, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Minnesota(5/24/2017)
IAR
Minnesota(3/21/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Baxter, MN 56425TRUST BUT VERIFY
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