AB
Andrew P. Baker
SOVRAN ADVISORS
San Diego, CA 92103
Some features on this profile are disabled
CRD#: 6207565
AB
Professional summary
Andrew Patrick Baker, who also goes by Andrew Baker, is a registered financial advisor currently at SOVRAN ADVISORS, LLC located in San Diego, California and CETERA WEALTH SERVICES, LLC located in San Diego, California.
Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Andrew has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Andrew Baker
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.NAME OF OTHER BUSINESS: SOVRAN ADVISORS LLC - CRD 329415 INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: SEC REGISTERED INVESTMENT ADVISORY FIRM POSITION/TITLE/RELATIONSHIP: FINANCIAL PLANNER START DATE: 02/2024 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: COMPREHENSIVE PLANNING, INVESTMENT MANAGEMENT, AND PROVIDING FINANCIAL ADVISORY SERVICES. 2. NAME OF OTHER BUSINESS: BAKERSTAYZ INVESTMENT RELATED: NO ADDRESS: 8730 WONDERLAND AVE LOS ANGELES CA 90046 NATURE OF BUSINESS: SHORT TERM RENTALS START DATE: 09/2023 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: MANAGE BOOKINGS AND GUEST COMMUNICATIONS 3. NAME OF OTHER BUSINESS: BAKER STAYZ INVESTMENT RELATED: NO ADDRESS: 3791 BROADWAY SAN DIEGO, CA 92101 NATURE OF BUSINESS: SHORT TERM RENTALS START DATE: 11/2019 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: MANAGE BOOKINGS AND GUEST COMMUNICATIONS 4. NAME OF OTHER BUSINESS: BAKER GAINES FP INC (THE DBA IS FINANCIAL HAUS) INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 01/2021 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: I AM THE LEADER OF THE TEAM HERE AT FINANCIAL HAUS, I MENTOR AND DO JOINT WORK WITH THE TWO YOUNGER ADVISORS, I ALSO MEET WITH CLIENTS! 5. NAME OF OTHER BUSINESS: BAKER GAINES ENTERPRISES INVESTMENT RELATED: YES ADDRESS: 838 RAVEN STREET SAN DIEGO CA 92102 NATURE OF BUSINESS: SHORT TERM RENTAL START DATE: 01/2022 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 0 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: THIS IS IN THE PROCESS OF DISSOLVING AND I DO NOT CURRENTLY DO BUSINESS UNDER THIS ENTITY;
CRS (Client Relationship Summary) - RIA
Click below to view Andrew Patrick Baker's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 23, 2024 - Present
SOVRAN ADVISORS, LLC
Office #1: 1253 University Ave #1002, San Diego, CA 92103RIA
CRD#: 329415
San Diego, CA
Current
February 22, 2024 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 1253 University Ave Ste 1002, San Diego, CA 92103BD
CRD#: 13572
SAN DIEGO, CA
Past
August 11, 2022 - March 5, 2024
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
San Diego, CA
Past
August 8, 2022 - March 5, 2024
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
San Diego, CA
Past
March 12, 2018 - October 22, 2021
CRI SECURITIES, LLC
RIA
CRD#: 22589
San Diego, CA
Past
March 12, 2018 - August 12, 2022
SECURIAN FINANCIAL SERVICES, INC.
RIA
CRD#: 15296
San Diego, CA
Past
March 12, 2018 - October 22, 2021
CRI SECURITIES, LLC
BD
CRD#: 22589
San Diego, CA
Past
March 12, 2018 - August 12, 2022
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
San Diego, CA
Past
March 3, 2016 - March 5, 2018
FORESTERS ADVISORY SERVICES, LLC
RIA
CRD#: 164663
San Diego, CA
Past
June 21, 2013 - March 5, 2018
FORESTERS FINANCIAL SERVICES, INC.
BD
CRD#: 305
SAN DIEGO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
SOVRAN ADVISORS, LLC
COMPASS CAPITAL | WEALTHPOINTE ADVISORS | WEALTH ADVISORY SOLUTIONS, FINANCIAL & INSURANCE SERVICES | WEALTH 365 ADVISORS FINANCIAL AND INSURANCE SERVICES | THE FINANCIAL COLLECTIVE | SOVRAN PARTNERS | SOVRAN ADVISORS, LLC | PINDER & NEIMEYER FINANCIAL | PEARCY FINANCIAL PARTNERS AND INSURANCE SERVICES | PARLIAMENT WEALTH MANAGEMENT AND INSURANCE SERVICES | OLIRIA FINANCIAL | J. SPENCER JONES WEALTH MANAGEMENT | INTEGRATIVE WEALTH PARTNERS PLANNING, INVESTMENTS, INSURANCE SOLUTIONS | GREATER PACIFIC SOLUTIONS FINANCIAL & INSURANCE SERVICES | FINANCIAL HAUS | ENVISAGE WEALTH MANAGEMENT | ECLIPSE FINANCIAL ADVISORS | DIRECT PATH PLANNING, INVESTMENTS, INSURANCE SOLUTIONS | CONCIERGE WEALTH MANAGEMENT & INSURANCE SOLUTIONS
CRD#: 329415 / SEC#: 801-129342
RIA
Registered Investment Advisory firm - (1/12/2024 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/22/2024)
RR
Alaska(2/22/2024)
RR
Arizona(2/22/2024)
RR
Arkansas(2/22/2024)
RR
California(2/22/2024)
IAR
California(2/23/2024)
RR
Colorado(2/22/2024)
RR
Connecticut(2/22/2024)
RR
District of Columbia(2/22/2024)
RR
Florida(2/22/2024)
RR
Georgia(2/22/2024)
RR
Hawaii(2/22/2024)
RR
Idaho(2/22/2024)
RR
Louisiana(2/22/2024)
RR
Maryland(2/22/2024)
RR
Mississippi(2/22/2024)
RR
Nevada(2/22/2024)
RR
New Hampshire(2/22/2024)
RR
New Jersey(2/22/2024)
RR
New York(2/22/2024)
RR
North Carolina(2/22/2024)
RR
Ohio(2/22/2024)
RR
Oklahoma(2/22/2024)
RR
Oregon(2/22/2024)
RR
Pennsylvania(2/22/2024)
RR
Rhode Island(7/30/2024)
RR
South Carolina(2/22/2024)
RR
Texas(2/22/2024)
IAR
Texas(2/27/2024)
RR
Virginia(2/22/2024)
RR
Washington(2/22/2024)
RR
West Virginia(2/22/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SA
SOVRAN ADVISORS, LLC
COMPASS CAPITAL | WEALTHPOINTE ADVISORS | WEALTH ADVISORY SOLUTIONS, FINANCIAL & INSURANCE SERVICES | WEALTH 365 ADVISORS FINANCIAL AND INSURANCE SERVICES | THE FINANCIAL COLLECTIVE | SOVRAN PARTNERS | SOVRAN ADVISORS, LLC | PINDER & NEIMEYER FINANCIAL | PEARCY FINANCIAL PARTNERS AND INSURANCE SERVICES | PARLIAMENT WEALTH MANAGEMENT AND INSURANCE SERVICES | OLIRIA FINANCIAL | J. SPENCER JONES WEALTH MANAGEMENT | INTEGRATIVE WEALTH PARTNERS PLANNING, INVESTMENTS, INSURANCE SOLUTIONS | GREATER PACIFIC SOLUTIONS FINANCIAL & INSURANCE SERVICES | FINANCIAL HAUS | ENVISAGE WEALTH MANAGEMENT | ECLIPSE FINANCIAL ADVISORS | DIRECT PATH PLANNING, INVESTMENTS, INSURANCE SOLUTIONS | CONCIERGE WEALTH MANAGEMENT & INSURANCE SOLUTIONS
CRD#: 329415 / SEC#: 801-129342
RIA
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Contact information
Main Address
3131 Camino Del Rio N. Suite 800, San Diego, CA 92108
Mailing Address
Phone number
(619) 281-9890
Established
Firm type
Fiscal year end
# of Employees
58
SEC notice filing (32 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,470 |
| AUM (Assets Under Management) | $ 1,308,617,291 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
