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Andrew Patrick Baker

SOVRAN ADVISORS
San Diego, CA
·CRD# 6207565·13 years experience

Professional Summary

Andrew Patrick Baker, who also goes by Andrew Baker, is a registered financial advisor currently at SOVRAN ADVISORS, LLC located in San Diego, California and CETERA WEALTH SERVICES, LLC located in San Diego, California. Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Andrew has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6...

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Andrew Baker

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

13 years in the financial services industry

Current & Past Employments

SOVRAN ADVISORS, LLC·CRD# 329415
RIA
1253 University Ave #1002, San Diego, CA 92103
February 23, 2024 - Present
CETERA WEALTH SERVICES, LLC·CRD# 13572
BD
3131 Camino Del Rio North Suite 800, San Diego, CA 92108
February 22, 2024 - Present
MML INVESTORS SERVICES, LLC·CRD# 10409
RIA
San Diego, CA
August 11, 2022 - March 5, 2024
MML INVESTORS SERVICES, LLC·CRD# 10409
BD
San Diego, CA
August 8, 2022 - March 5, 2024
CRI SECURITIES, LLC·CRD# 22589
RIA
San Diego, CA
March 12, 2018 - October 22, 2021
SECURIAN FINANCIAL SERVICES, INC.·CRD# 15296
RIA
San Diego, CA
March 12, 2018 - August 12, 2022
CRI SECURITIES, LLC·CRD# 22589
BD
San Diego, CA
March 12, 2018 - October 22, 2021
SECURIAN FINANCIAL SERVICES, INC.·CRD# 15296
BD
San Diego, CA
March 12, 2018 - August 12, 2022
FORESTERS ADVISORY SERVICES, LLC·CRD# 164663
RIA
San Diego, CA
March 3, 2016 - March 5, 2018
FORESTERS FINANCIAL SERVICES, INC.·CRD# 305
BD
San Diego, CA
June 21, 2013 - March 5, 2018

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Current Firm

SA
SOVRAN ADVISORS, LLC

AIMPOINT WEALTH MANAGEMENT | WEALTHPOINTE ADVISORS | WEALTH ADVISORY SOLUTIONS, FINANCIAL & INSURANCE SERVICES | WEALTH 365 ADVISORS FINANCIAL AND INSURANCE SERVICES | THE FINANCIAL COLLECTIVE | SOVRAN PARTNERS | SOVRAN ADVISORS, LLC | PLR WEALTH MANAGEMENT | PINDER & NEIMEYER FINANCIAL | PEARCY FINANCIAL PARTNERS AND INSURANCE SERVICES | PARLIAMENT WEALTH MANAGEMENT AND INSURANCE SERVICES | OMEGA WEALTH STRATEGIES WEALTH MANAGEMENT & INSURANCE SERVICES | OLIRIA FINANCIAL | J. SPENCER JONES WEALTH MANAGEMENT | INTEGRATIVE WEALTH PARTNERS PLANNING, INVESTMENTS, INSURANCE SOLUTIONS | GREATER PACIFIC SOLUTIONS FINANCIAL & INSURANCE SERVICES | FINANCIAL HAUS | ENVISAGE WEALTH MANAGEMENT | EMPIRE PRIVATE WEALTH | ECLIPSE FINANCIAL ADVISORS | DIRECT PATH PLANNING, INVESTMENTS, INSURANCE SOLUTIONS | CONCIERGE WEALTH MANAGEMENT & INSURANCE SOLUTIONS | COMPASS CAPITAL | COLLEGE PLANNING AMERICA

CRD#: 329415 / SEC#: 801-129342
RIA
Registered Investment Advisory firm - SEC (1/12/2024 Approved)

Contact Information

Main Address

3131 Camino Del Rio N. Suite 800, San Diego, CA 92108

Phone Number

(619) 281-9890

# of Employees

64

SEC notice filing (33 States and Territories)

Registered to provide investment advisory services in 33 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SOVRAN ADVISORS, LLC - FORM ADV PART 2A (3/27/2026)

Regulatory Assets Under Management

Total Number of Accounts

6,135

AUM (Assets Under Management)

$1,874,347,252

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.NAME OF OTHER BUSINESS: SOVRAN ADVISORS LLC - CRD 329415 INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: SEC REGISTERED INVESTMENT ADVISORY FIRM POSITION/TITLE/RELATIONSHIP: FINANCIAL PLANNER START DATE: 02/2024 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: COMPREHENSIVE PLANNING, INVESTMENT MANAGEMENT, AND PROVIDING FINANCIAL ADVISORY SERVICES. 2. NAME OF OTHER BUSINESS: BAKERSTAYZ INVESTMENT RELATED: NO ADDRESS: 8730 WONDERLAND AVE LOS ANGELES CA 90046 NATURE OF BUSINESS: SHORT TERM RENTALS START DATE: 09/2023 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: MANAGE BOOKINGS AND GUEST COMMUNICATIONS 3. NAME OF OTHER BUSINESS: BAKER STAYZ INVESTMENT RELATED: NO ADDRESS: 3791 BROADWAY SAN DIEGO, CA 92101 NATURE OF BUSINESS: SHORT TERM RENTALS START DATE: 11/2019 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: MANAGE BOOKINGS AND GUEST COMMUNICATIONS 4. NAME OF OTHER BUSINESS: BAKER GAINES FP INC (THE DBA IS FINANCIAL HAUS) INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 01/2021 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: I AM THE LEADER OF THE TEAM HERE AT FINANCIAL HAUS, I MENTOR AND DO JOINT WORK WITH THE TWO YOUNGER ADVISORS, I ALSO MEET WITH CLIENTS! 5. NAME OF OTHER BUSINESS: BAKER GAINES ENTERPRISES INVESTMENT RELATED: YES ADDRESS: 838 RAVEN STREET SAN DIEGO CA 92102 NATURE OF BUSINESS: SHORT TERM RENTAL START DATE: 01/2022 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 0 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: THIS IS IN THE PROCESS OF DISSOLVING AND I DO NOT CURRENTLY DO BUSINESS UNDER THIS ENTITY; 6. NAME OF OTHER BUSINESS: LYONS DEN SD LLC; INVESTMENT RELATED: NO; ADDRESS: 4817 LYON ST, SAN DIEGO, CA, 92102; NATURE OF BUSINESS: SHORT TERM RENTAL; START DATE: 10/2025; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 3; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: MEMBER MESSAGE SUPPORT FOR GUESTS AND BOOKINGS;

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
SOVRAN ADVISORS, LLC

AIMPOINT WEALTH MANAGEMENT | WEALTHPOINTE ADVISORS | WEALTH ADVISORY SOLUTIONS, FINANCIAL & INSURANCE SERVICES | WEALTH 365 ADVISORS FINANCIAL AND INSURANCE SERVICES | THE FINANCIAL COLLECTIVE | SOVRAN PARTNERS | SOVRAN ADVISORS, LLC | PLR WEALTH MANAGEMENT | PINDER & NEIMEYER FINANCIAL | PEARCY FINANCIAL PARTNERS AND INSURANCE SERVICES | PARLIAMENT WEALTH MANAGEMENT AND INSURANCE SERVICES | OMEGA WEALTH STRATEGIES WEALTH MANAGEMENT & INSURANCE SERVICES | OLIRIA FINANCIAL | J. SPENCER JONES WEALTH MANAGEMENT | INTEGRATIVE WEALTH PARTNERS PLANNING, INVESTMENTS, INSURANCE SOLUTIONS | GREATER PACIFIC SOLUTIONS FINANCIAL & INSURANCE SERVICES | FINANCIAL HAUS | ENVISAGE WEALTH MANAGEMENT | EMPIRE PRIVATE WEALTH | ECLIPSE FINANCIAL ADVISORS | DIRECT PATH PLANNING, INVESTMENTS, INSURANCE SOLUTIONS | CONCIERGE WEALTH MANAGEMENT & INSURANCE SOLUTIONS | COMPASS CAPITAL | COLLEGE PLANNING AMERICA

CRD#: 329415 / SEC#: 801-129342
RIA
Registered Investment Advisory firm - SEC (1/12/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Arizona
(2/22/2024)
RR
California
(2/22/2024)
IAR
California
(2/23/2024)
RR
Florida
(2/22/2024)
RR
Idaho
(2/22/2024)
RR
Nevada
(4/10/2026)
RR
Pennsylvania
(2/22/2024)
RR
Texas
(2/22/2024)
IAR
Texas
(2/27/2024)
RR
Virginia
(2/22/2024)
RR
Washington
(2/22/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Feb 2016About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 2013About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Feb 2018About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jun 2013About the Series 6 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Andrew Patrick Baker's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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