John W. Rosenberg

PARNASSUS LLC

Stamford, CT 06902

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CRD#: 6207415

Professional summary

John William Rosenberg is a registered financial advisor currently at PARNASSUS LLC located in Stamford, Connecticut.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. John has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

GENEVE CORPORATION, EQUITY PORTFOLIO MANAGER, SINCE 1998. 30 HOURS A WEEK APPROXIMATELY 25 OF WHICH ARE DURING TRADING HOURS. I MANAGE A PORTFOLIO OF EQUITIES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John William Rosenberg's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 14, 2022 - Present

PARNASSUS LLC

Office #1: 96 Cummings Point Road, Stamford, CT 06902

RIA

CRD#: 167146

Stamford, CT

Past

January 28, 2020 - December 31, 2020

PARNASSUS LLC

RIA

CRD#: 167146

Stamford, CT

Past

December 10, 2013 - December 31, 2019

PARNASSUS LLC

RIA

CRD#: 167146

STAMFORD, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(3/14/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

PARNASSUS LLC

CRD#: 167146 / SEC#:

Connecticut

Registered Investment Advisory firm - (3/14/2022 Approved)

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Contact information

Main Address

96 Cummings Point Road, Stamford, CT 06902

Mailing Address

Phone number

(203) 358-8000

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	3
AUM (Assets Under Management)	$ 5,549,341

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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John W. Rosenberg

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John William Rosenberg's CRS (Customer Relationship Summary).

Certified licenses

Experience

PARNASSUS LLC

PARNASSUS LLC

PARNASSUS LLC

State Registrations and Notice Filings

Exams

Current Firm

PARNASSUS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PARNASSUS LLC

TRUST BUT VERIFY

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