Spencer M. Topf
Professional summary
Spencer Macdonnell Topf, who also goes by Spencer Topf, is a registered financial professional currently at PJT PARTNERS LP located in New York, New York.
Spencer is registered as a RR (Registered Representative) and started their career in finance in 2015. Spencer has worked at 2 firms and has passed the Series 63, SIE, Series 62 and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Spencer Macdonnell Topf's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 26, 2020 - Present
PJT PARTNERS LP
Office #1: 280 Park Avenue, New York, NY 10017September 8, 2015 - March 28, 2018
STEPHENS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/23/2020)
Exams
Series 62
Date: 1/28/2016
Corporate Securities Limited Representative ExaminationFINRA
Current Firm
PJT PARTNERS LP
CRD#: 171058 / SEC#: , 8-69442
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PJT PARTNERS HOLDING LP | LIMITED PARTNER | |
| FLANAGAN, TARA ELIZABETH | CHIEF COMPLIANCE OFFICER | 2540823 |
| KALRA, ARUN JAMES | FINOP | 6570441 |
| LEE, JIYEUN | MANAGING PARTNER/DIRECTOR | 1859635 |
| MEATES, HELEN THERESE | CHIEF FINANCIAL OFFICER/DIRECTOR | 2271715 |
| PJT MANAGEMENT LLC | GENERAL PARTNER | |
| TAUBMAN, PAUL JEFFREY | CEO/DIRECTOR | 1567776 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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