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TL

Tenzing Rapden Lama

BMS CAPITAL ADVISORY
NEW YORK, NY 10017
Some features on this profile are disabled
CRD#: 6207212
TL

Professional summary

Tenzing Rapden Lama, who also goes by Tenzing Rapden Lama, is a registered financial professional currently at BMS CAPITAL ADVISORY, INC. located in New York, New York.

Tenzing Rapden is registered as a RR (Registered Representative) and started their career in finance in 2014. Tenzing Rapden has worked at 4 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Tenzing Rapden Lama

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Tenzing Rapden Lama's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 1, 2026 - Present

BMS CAPITAL ADVISORY, INC.

Office #1: 757 Third Avenue, Suite 1600, New York, NY 10017
BD
CRD#: 169092
NEW YORK, NY
Past

May 3, 2022 - February 26, 2024

HOWDEN TIGER CAPITAL MARKETS & ADVISORY, LLC

BD
CRD#: 172729
New York, NY
Past

September 9, 2019 - December 22, 2021

GUGGENHEIM SECURITIES, LLC

BD
CRD#: 40638
NEW YORK, NY
Past

July 23, 2014 - September 30, 2016

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(1/20/2026)
RR
Colorado
(1/20/2026)
RR
Delaware
(1/20/2026)
RR
Minnesota
(1/20/2026)
RR
New Jersey
(1/20/2026)
RR
New York
(1/1/2026)
RR
Ohio
(1/20/2026)
RR
Texas
(1/27/2026)
RR
Wisconsin
(1/20/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 9/12/2019
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 9/9/2019
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 9/30/2016
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/23/2014
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

BC
BMS CAPITAL ADVISORY, INC.
BMS CAPITAL ADVISORY, INC. | BMS CAPITAL SOLUTIONS & ADVISORY

CRD#: 169092 / SEC#: , 8-69349

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
PREMIUM
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Contact information

Main Address
757 Third Avenue, Suite 1600, New York, NY 10017
Mailing Address
757 Third Avenue, Suite 1600, New York, NY 10017
Phone number
(469) 847-2134
Established
Delaware since 08/12/2013
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
BLACKWOOD BIDCO LLC DELAWARESHAREHOLDER
CURRY, JOSHUA SKYLERCEO, DIRECTOR7754385
MELVIN, BRADLEY JAMESDIRECTOR3082201
O'CONNELL, MICHAEL HAYNESCCO6601475
REED, STEPHANIE ANNDIRECTOR8074447
WESTALL, KRISTINE ANNEDIRECTOR

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BMS CAPITAL ADVISORY, INC.

CRD#: 169092New York, NY 10017

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