Neil D. Hance
Professional summary
Neil D Hance, who also goes by Neil D. Hance, Neil Hance, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Neil is registered as a RR (Registered Representative) and started their career in finance in 2014. Neil has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Neil D Hance's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 30, 2023 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901October 28, 2019 - December 31, 2022
MML INVESTORS SERVICES, LLC
February 6, 2018 - July 12, 2019
HORNOR, TOWNSEND & KENT, LLC
April 24, 2014 - January 22, 2018
MML INVESTORS SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/30/2023)
(7/2/2024)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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