Richard J. Nordin
Professional summary
Richard James Nordin JR is a registered financial professional currently at CHATSWORTH SECURITIES LLC located in Greenwich, Connecticut.
Richard is registered as a RR (Registered Representative) and started their career in finance in 2013. Richard has worked at 2 firms and has passed the Series 63, SIE, Series 7, Series 79 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Richard James Nordin JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 21, 2014 - Present
CHATSWORTH SECURITIES LLC
Office #1: 95 East Putnam Avenue, Greenwich, CT 06830September 5, 2013 - January 31, 2014
HEDGE HARBOR INC.
State Registrations and Notice Filings
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Visual representation of state registrations
(3/21/2014)
Exams
FINRA
Current Firm
CHATSWORTH SECURITIES LLC
CRD#: 40804 / SEC#: 801-120061, 8-49199
Contact information
FINRA licenses (6 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DIFIORE, RALPH RAYMOND | SENIOR MANAGING DIRECTOR / CHIEF COMPLIANCE OFFICER / AML OFFICER / CHIEF EXECUTIVE OFFICER | 1913027 |
| FULVIO, GENNARO JOHN | FINOP | 2435828 |
| MACLEAN, DANIEL CRAWFORD | SENIOR MANAGING DIRECTOR | 1467579 |
| MATCOVSKY, JOEL JAY | SENIOR MANAGING DIRECTOR | 1769496 |
| THE ESTATE OF CURTIS E. GOWDY | ESTATE |
Disclosures
| Regulatory Event | 1 |
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