Eamonn P. Smith
Professional summary
Eamonn P Smith, who also goes by Eamonn Smith, is a registered financial professional currently at BNP PARIBAS SECURITIES CORP. located in New York, New York.
Eamonn is registered as a RR (Registered Representative) and started their career in finance in 2014. Eamonn has worked at 2 firms and has passed the Series 63, SIE and Series 79 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Eamonn P Smith's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 30, 2025 - Present
BNP PARIBAS SECURITIES CORP.
Office #1: 787 7th Avenue, New York, NY 10019August 29, 2014 - April 22, 2025
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/1/2025)
Exams
What does exam status mean?
Series 79
Passed: 8/29/2014
FINRA
Current Firm
BNP PARIBAS SECURITIES CORP.
CRD#: 15794 / SEC#: , 8-32682
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BNP PARIBAS US WHOLESALE HOLDINGS, CORP | OWNER | |
| AUBERT DE TREGOMAIN, ARNAUD | CHIEF EXECUTIVE OFFICER | 8204411 |
| CASTILLO, SUSANNA BEATRIZ | BOARD MEMBER | 4992387 |
| FARRELL, MICHAEL F | CHIEF FINANCIAL OFFICER, FINOP | 2562352 |
| GAO, NICHOLAS N | GENERAL COUNSEL | 5140547 |
| HALPHEN, EMMANUEL | CHIEF OPERATIONS OFFICER | 5019981 |
| HAWLEY, ROBERT WILLIAM JR | CHAIRMAN | 828024 |
| HORTOPAN, NICOLAE SERBAN | CHIEF CONDUCT AND CONTROL OFFICER | 4789377 |
| LE POTTIER, SYLVIE ERNESTINE MARIE | DIRECTOR OF BOARD | 8208257 |
| LING, PETER | BOARD DIRECTOR | 2714915 |
| NIEBLING, JOHN C | CHIEF COMPLIANCE OFFICER | 4736313 |
| PLACIDO, JOSE | BOARD DIRECTOR | 7081415 |
| RAO, PHIROZE S | BOARD DIRECTOR | 7808745 |
| XHAYET, STEPHANE PATRICK | CHIEF OPERATING OFFICER | 5955712 |
Disclosures
| Regulatory Event | 100 |
| Arbitration | 1 |
| Bond | 1 |
Red Flags
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