Jeffrey T. Coulthard
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Todd Coulthard, who also goes by Jeffery Todd Coulthard, was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 2014. Jeffrey had worked at 1 firm and has passed the Series 63, SIE and Series 38 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 13, 2014 - December 3, 2015
OCTAGON AMERICA LIMITED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 38
Date: 9/13/2014
Canada Module of the General Securities Registered Representative (Without Options Questions)Current Firm
OCTAGON AMERICA LIMITED
CRD#: 148089 / SEC#: , 8-67962
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OCTAGON CAPITAL PARTNERS | SHAREHOLDER COMMON SHARES | |
| OBSBAUM, FREDRIC MICHAEL | FINOP/CCO/PRESIDENT | 1160811 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
