GW
Gregory B. Wallace
BANKERS LIFE ADVISORY SERVICES
Columbia, SC 29210
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CRD#: 6205751
GW
Professional summary
Gregory Brian Wallace is a registered financial advisor currently at BANKERS LIFE ADVISORY SERVICES, INC. located in Columbia, South Carolina and BANKERS LIFE SECURITIES, INC. located in Columbia, South Carolina.
Gregory is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Gregory has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BANKERS LIFE AND CASUALTY POSITION: Unit Field Trainer and Insurance Agent NATURE: Insurance INVESTMENT RELATED:NO NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 80 START DATE: 03/15/2010 ADDRESS: 140 Stoneridge Dr, STE 410, Columbia SC 29210 DESCRIPTION: SALES AND SERVICE OF NON VARIABLE INSURANCE PRODUCTS. TRAIN INSURANCE AGENTS. RAMSEY SOLUTIONS POSITION: Financial coach NATURE: A study program to be a Financial coach with the certificate of completion its gives me credability by Ramsey solutions. This is not a position only a certification. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2025 ADDRESS: 1011 Reams Fleming Blvd, Franklin TN 37064, United States DESCRIPTION: I am exploring the opportunity to study for a certificate as a Financial coach 40 hrs online course. This would certify me as a Ramsey trained coach. I see this as an opportunity to help my church members or friends in basics of finance. It is not a pd position although I could charge a consult fee in the future if desired if so I would I would update the OBA.
CRS (Client Relationship Summary) - RIA
Click below to view Gregory Brian Wallace's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 26, 2023 - Present
BANKERS LIFE ADVISORY SERVICES, INC.
Office #1: 140 Stoneridge Drive Ste 410, Columbia, SC 29210RIA
CRD#: 281285
Columbia, SC
Current
May 26, 2016 - Present
BANKERS LIFE SECURITIES, INC.
Office #1: 140 Stoneridge Drive Suite 410, Columbia, SC 29210BD
CRD#: 173962
Columbia, SC
Past
November 26, 2014 - May 26, 2016
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
COLUMBIA, SC
Past
September 3, 2013 - November 14, 2013
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
COLUMBIA, SC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BL
BANKERS LIFE ADVISORY SERVICES, INC.
BANKERS LIFE | BL ADVISORY SERVICES, INC | BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285 / SEC#: 801-106953
RIA
Registered Investment Advisory firm - (11/18/2015 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Georgia(8/15/2016)
RR
North Carolina(1/23/2024)
RR
South Carolina(5/26/2016)
IAR
South Carolina(6/26/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 7/1/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BL
BANKERS LIFE ADVISORY SERVICES, INC.
BANKERS LIFE | BL ADVISORY SERVICES, INC | BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285 / SEC#: 801-106953
RIA
Registered Investment Advisory firm - (11/18/2015 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
303 E. Wacker Drive 5th Fl, Chicago, IL 60601
Mailing Address
Phone number
(844) 553-9083
Established
Firm type
Fiscal year end
# of Employees
384
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 14,938 |
| AUM (Assets Under Management) | $ 1,943,847,697 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285Columbia, SC 29210TRUST BUT VERIFY
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