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HA

Hussain H. Ali

HOVDE GROUP
INVERNESS, IL 60067
CRD#: 6205403
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HA
Hussain Hassan AliHOVDE GROUP

Professional summary


Hussain Hassan Ali, who also goes by Hussain Hassan Ali, Hussain Ali, is a registered financial professional currently at HOVDE GROUP, LLC located in Inverness, Illinois.

Hussain is registered as a RR (Registered Representative) and started their career in finance in 2014. Hussain has worked at 4 firms and has passed the Series 63, SIE and Series 79 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Hussain Hassan Ali | Hussain Ali

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Hussain Hassan Ali's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

June 10, 2026 - Present

HOVDE GROUP, LLC

Office #1: 1629 Colonial Parkway, Inverness, IL 60067
BD
CRD#: 25425
INVERNESS, IL
Past

October 15, 2025 - May 18, 2026

FINALIS SECURITIES LLC

BD
CRD#: 305908
NEW YORK, NY
Past

May 22, 2020 - February 27, 2024

BOFA SECURITIES, INC.

BD
CRD#: 283942
CHICAGO, IL
Past

August 29, 2014 - April 1, 2020

BARCLAYS CAPITAL INC.

BD
CRD#: 19714
MENLO PARK, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(6/10/2026)
RR
Delaware
(6/10/2026)
RR
Florida
(6/10/2026)
RR
Illinois
(6/10/2026)
RR
New York
(6/10/2026)
RR
Texas
(6/10/2026)

Exams


State Security Law Exam
RR
Series 63
Date: 9/5/2014
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


HG
HOVDE GROUP, LLC
HOVDE GROUP, LLC | HOVDE SECURITIES, INC. | HOVDE SECURITIES LLC

CRD#: 25425 / SEC#: , 8-41597

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information


Main Address
1629 Colonial Parkway, Inverness, IL 60067
Mailing Address
1629 Colonial Parkway, Inverness, IL 60067
Phone number
(847) 991-6622
Established
Delaware since 10/11/2002
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)


Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
HOVDE, STEVEN DONALDCHAIRMAN, CHIEF EXECUTIVE OFFICER1907781
BARBARINE, NICKOLAS JOHNSENIOR MANAGING PARTNER2274812
HOVDE, KIRK STEVENMANAGING PARTNER/HEAD OF INVESTMENT BANKING5552791
DAVIS, PATRICIA LYNNCHIEF COMPLIANCE OFFICER5613123
DIJOHN, ANTHONY JOHNCFO/FINOP6370306
HEDREI, MICHAEL STEPHENMANAGING PARTNER/HEAD OF CAPITAL MARKETS4243972

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


HOVDE GROUP, LLC

CRD#: 25425Inverness, IL 60067

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