JW
Jacob S. Waldman
FORTIS CAPITAL ADVISORS
Hingham, MA 02043
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CRD#: 6205396
JW
Professional summary
Jacob Sydney Waldman, who also goes by Jacob Waldman, Jake Sydney Waldman, is a registered financial advisor currently at FORTIS CAPITAL ADVISORS, LLC located in Hingham, Massachusetts and PURSHE KAPLAN STERLING INVESTMENTS located in Hingham, Massachusetts.
Jacob is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Jacob has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jacob Waldman | Jake Sydney Waldman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Fortis Capital Advisors, LLC dba LRVS Advisory Group, LLC. Investment Related. At Registered Location. RIA. IAR. Start Date: 12/2024. 160 hrs/ month; all during trading hours. Financial Planning & Wealth Management 2. Fixed Insurance. Investment Related. At Registered Location. Fixed/ Traditional Insurance. Agent. Start Date: 03/2020. 1 hrs/ month; all during trading hours. Provide insurance advice based on the needs of client(s).
CRS (Client Relationship Summary) - RIA
Click below to view Jacob Sydney Waldman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 13, 2025 - Present
FORTIS CAPITAL ADVISORS, LLC
Office #1: 72 Sharp St Ste A9, Hingham, MA 02043RIA
CRD#: 309709
Hingham, MA
Current
March 3, 2020 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 72 Sharp Street Suite A9, Hingham, MA 02043BD
CRD#: 35747
Hingham, MA
Past
March 5, 2020 - January 3, 2025
MCADAM LLC
RIA
CRD#: 170914
Hingham, MA
Past
September 2, 2016 - January 27, 2020
HORNOR, TOWNSEND & KENT, LLC
RIA
CRD#: 4031
QUINCY, MA
Past
August 5, 2016 - January 27, 2020
HORNOR, TOWNSEND & KENT, LLC
BD
CRD#: 4031
QUINCY, MA
Past
October 17, 2014 - August 15, 2016
MCADAM LLC
RIA
CRD#: 170914
JERSEY CITY, NJ
Past
October 3, 2014 - August 3, 2016
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
Jersey City, NJ
Past
September 23, 2013 - October 3, 2014
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
BOSTON, MA
Past
July 30, 2013 - October 3, 2014
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FC
FORTIS CAPITAL ADVISORS, LLC
ARCHER WEALTH PLANNING | WESTLAKE WEALTH MANAGEMENT, LLC | UNITED SUCCESS BUSINESS ADVISORY LLC | TURMAN FINANCIAL GROUP, LLC | TRUVIUM CAPITAL PARTNERS | TIMBER POINT CAPITAL MANAGEMENT | SJ BOYLE WEALTH PLANNING, LLC | SERENITY WEALTH MANAGEMENT | RAPPS & ASSOCIATES | PFS ADVISORS, LLC | NEXT HORIZON ADVISORS, LLC | NETWORK 1 FINANCIAL PRIVATE WEALTH MANAGEMENT | LRVS ADVISORY GROUP | JOSHPE FINANCIAL | ISAAC FINANCIAL | HORIZON PRIVATE WEALTH | GRATUS WEALTH MANAGEMENT | GENERATIONS WEALTH PARTNERS | FORTIS CAPITAL ADVISORS, LLC | COPA WEALTH STRATEGIES | COMPASS WEALTH SOLUTIONS | CLEARPATH FINANCIAL | BE INVESTMENT MANAGEMENT | AWS WEALTH MANAGEMENT
CRD#: 309709 / SEC#: 801-119354
RIA
Registered Investment Advisory firm - (8/28/2020 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Georgia(5/7/2021)
RR
Maine(6/24/2020)
RR
Massachusetts(3/3/2020)
IAR
Massachusetts(1/13/2025)
RR
New Jersey(3/3/2020)
RR
New York(3/3/2020)
RR
North Carolina(1/14/2023)
RR
Oregon(4/7/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FC
FORTIS CAPITAL ADVISORS, LLC
ARCHER WEALTH PLANNING | WESTLAKE WEALTH MANAGEMENT, LLC | UNITED SUCCESS BUSINESS ADVISORY LLC | TURMAN FINANCIAL GROUP, LLC | TRUVIUM CAPITAL PARTNERS | TIMBER POINT CAPITAL MANAGEMENT | SJ BOYLE WEALTH PLANNING, LLC | SERENITY WEALTH MANAGEMENT | RAPPS & ASSOCIATES | PFS ADVISORS, LLC | NEXT HORIZON ADVISORS, LLC | NETWORK 1 FINANCIAL PRIVATE WEALTH MANAGEMENT | LRVS ADVISORY GROUP | JOSHPE FINANCIAL | ISAAC FINANCIAL | HORIZON PRIVATE WEALTH | GRATUS WEALTH MANAGEMENT | GENERATIONS WEALTH PARTNERS | FORTIS CAPITAL ADVISORS, LLC | COPA WEALTH STRATEGIES | COMPASS WEALTH SOLUTIONS | CLEARPATH FINANCIAL | BE INVESTMENT MANAGEMENT | AWS WEALTH MANAGEMENT
CRD#: 309709 / SEC#: 801-119354
RIA
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Contact information
Main Address
7301 Mission Road Suite 326, Prairie Village, KS 66208
Mailing Address
Phone number
(913) 222-8862
Established
Firm type
Fiscal year end
# of Employees
69
SEC notice filing (33 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,774 |
| AUM (Assets Under Management) | $ 1,212,196,068 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FORTIS CAPITAL ADVISORS, LLC
CRD#: 309709Hingham, MA 02043TRUST BUT VERIFY
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