Thomas A. Buckman

SCHWAB WEALTH ADVISORY

Radnor, PA 19087-4532

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CRD#: 6204964

Professional summary

Thomas Andrew Buckman, CFP®, who also goes by Thomas Andrew Buckman, Thomas Buckman, Tom Buckman, is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Radnor, Pennsylvania and CHARLES SCHWAB & CO., INC. located in Radnor, Pennsylvania.

Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Thomas has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Thomas Andrew Buckman | Thomas Buckman | Tom Buckman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

EMPLOYEE OF THE VANGUARD GROUP, INC. (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD., MALVERN, PA 19355. Name of Business:Uber Non-investment-related: Address: Glenside, PA The nature of business: Transportation Position: Contracted Driver Start date: 09/2015 Approximate number of hours/month you devote to the other business: 10 Number of hours you devote during securities trading hours: 0 Duties: Transportation Services NAME OF BUSINESS: SELF EMPLOYED NON-INVESTMENT RELATED ADDRESS (City/State): NORRISTOWN, PA NATURE OF BUSINESS: DOG WALKER POSITION: CONTRACT DOG WALKER FOR ROVER START DATE (Month/Year): 02/2023 APPROXIMATE HOURS PER MONTH: 10 NUMBER OF HOURS DURING TRADING HOURS: 10 DUTIES: WALK DOGS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Andrew Buckman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

April 18, 2024 - Present

SCHWAB WEALTH ADVISORY, INC.

Office #1: 100 Matsonford Rd, Suite 301, Radnor, PA 19087-4532

RIA

CRD#: 159035

Radnor, PA

Current

April 18, 2024 - Present

CHARLES SCHWAB & CO., INC.

Office #1: 100 Matsonford Rd. Suite 301, Radnor, PA 19087

RIA

CRD#: 5393

Radnor, PA

Past

April 8, 2020 - April 16, 2024

VANGUARD ADVISERS, INC.

RIA

CRD#: 106715

MALVERN, PA

Past

July 8, 2014 - April 16, 2024

VANGUARD MARKETING CORPORATION

CRD#: 7452

MALVERN, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SCHWAB WEALTH ADVISORY, INC.

SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA

Registered Investment Advisory firm - (12/9/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(8/29/2024)

Colorado
(8/7/2025)

Delaware
(6/14/2024)

District of Columbia
(7/15/2024)

Florida
(4/18/2024)

Georgia
(10/12/2024)

Illinois
(1/8/2025)

Maryland
(7/11/2024)

Michigan
(7/20/2024)

New Jersey
(4/18/2024)

New York
(4/18/2024)

North Carolina
(7/20/2024)

Oregon
(9/24/2024)

Pennsylvania
(4/18/2024)

IAR

Pennsylvania
(4/18/2024)

South Carolina
(9/24/2024)

IAR

Texas
(6/14/2024)

Texas
(1/2/2025)

Virginia
(7/15/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 7/17/2014

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/8/2014

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

SCHWAB WEALTH ADVISORY, INC.

SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA

Registered Investment Advisory firm - (12/9/2011 Approved)

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Contact information

Main Address

211 Main Street, San Francisco, CA 94105-1901

Mailing Address

Phone number

(415) 667-7000

Established

Firm type

Fiscal year end

# of Employees

1,042

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SCHWAB WEALTH ADVISORY, INC. DISCLOSURE BROCHURE (9/23/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Thomas A. Buckman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Andrew Buckman's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHARLES SCHWAB & CO., INC.

VANGUARD ADVISERS, INC.

VANGUARD MARKETING CORPORATION

Primary Firm SEC Registration

SCHWAB WEALTH ADVISORY, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 7/17/2014

SIE

Date: 10/1/2018

Series 7

Date: 7/8/2014

FINRA

Nasdaq Stock Market

Current Firm

SCHWAB WEALTH ADVISORY, INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

SCHWAB WEALTH ADVISORY, INC.

TRUST BUT VERIFY

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